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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCS icon
1651
Barclays
BCS
$94.2B
$371K ﹤0.01%
37,472
-3,128
-8% -$31K
NCA icon
1652
Nuveen California Municipal Value Fund
NCA
$303M
$370K ﹤0.01%
35,070
+4,475
+15% +$46.6K
FCEF icon
1653
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.5M
$369K ﹤0.01%
16,723
+2,730
+20% +$59.2K
IPG
1654
DELISTED
Interpublic Group of Companies
IPG
$369K ﹤0.01%
17,723
-8,338
-32% -$181K
OVV icon
1655
Ovintiv
OVV
$17.6B
$369K ﹤0.01%
6,258
-168
-3% -$8.21K
PRN icon
1656
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$432M
$369K ﹤0.01%
6,360
+692
+12% +$38.5K
GBCI icon
1657
Glacier Bancorp
GBCI
$6.35B
$367K ﹤0.01%
9,733
-90
-0.9% -$3.12K
MVT
1658
DELISTED
BlackRock MuniVest Fund II
MVT
$367K ﹤0.01%
23,733
+1,901
+9% +$30K
RFI
1659
Cohen & Steers Total Return Realty Fund
RFI
$310M
$367K ﹤0.01%
29,465
+2,241
+8% +$28.3K
AMN icon
1660
AMN Healthcare
AMN
$1.42B
$366K ﹤0.01%
8,002
-340
-4% -$13K
LQDH icon
1661
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$366K ﹤0.01%
3,806
+46
+1% +$4.39K
MSEX icon
1662
Middlesex Water
MSEX
$1.09B
$366K ﹤0.01%
9,338
+12
+0.1% +$466
PBJ icon
1663
Invesco Food & Beverage ETF
PBJ
$106M
$366K ﹤0.01%
11,300
– –
AIZ icon
1664
Assurant
AIZ
$14.2B
$365K ﹤0.01%
3,822
-213
-5% -$21.3K
ARLP icon
1665
Alliance Resource Partners
ARLP
$3.19B
$364K ﹤0.01%
18,848
-32,705
-63% -$625K
TREE icon
1666
LendingTree
TREE
$453M
$364K ﹤0.01%
1,492
-76
-5% -$16.4K
GEN icon
1667
Gen Digital
GEN
$17.5B
$363K ﹤0.01%
11,073
-1,239
-10% -$37.8K
IGA
1668
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$363K ﹤0.01%
31,548
+16,313
+107% +$179K
LII icon
1669
Lennox International
LII
$14.6B
$363K ﹤0.01%
2,035
+24
+1% +$4.13K
TIF
1670
DELISTED
Tiffany & Co.
TIF
$362K ﹤0.01%
3,941
+3,272
+489% +$300K
CLB icon
1671
Core Laboratories
CLB
$561M
$360K ﹤0.01%
3,651
-1,346
-27% -$130K
COKE icon
1672
Coca-Cola Consolidated
COKE
$12.4B
$360K ﹤0.01%
16,640
+7,010
+73% +$155K
HES
1673
DELISTED
Hess
HES
$360K ﹤0.01%
7,672
+53
+0.7% +$2.24K
IRBT
1674
DELISTED
iRobot
IRBT
$360K ﹤0.01%
4,675
+1,824
+64% +$167K
NSP icon
1675
Insperity
NSP
$1.96B
$360K ﹤0.01%
8,166
-1,492
-15% -$59.1K
65 66
67
68 69

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.