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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WGL
1651
DELISTED
Wgl Holdings
WGL
$235K ﹤0.01%
3,762
-51
-1% -$3.39K
BRW
1652
Saba Capital Income & Opportunities Fund
BRW
$335M
$234K ﹤0.01%
22,089
-3,408
-13% -$35.5K
DVA icon
1653
DaVita
DVA
$11.6B
$233K ﹤0.01%
3,553
-476
-12% -$33.5K
EELV icon
1654
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$422M
$233K ﹤0.01%
10,307
+6,592
+177% +$150K
ISCG icon
1655
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.03B
$233K ﹤0.01%
9,720
-456
-4% -$10.8K
PACW
1656
DELISTED
PacWest Bancorp
PACW
$233K ﹤0.01%
5,411
+1,442
+36% +$60.1K
NTUS
1657
DELISTED
Natus Medical Inc
NTUS
$233K ﹤0.01%
5,936
+1,473
+33% +$58.8K
JBHT icon
1658
JB Hunt Transport Services
JBHT
$25.9B
$232K ﹤0.01%
2,857
+291
+11% +$23.8K
TUR icon
1659
iShares MSCI Turkey ETF
TUR
$220M
$232K ﹤0.01%
6,117
-3,131
-34% -$121K
REX icon
1660
REX American Resources
REX
$1.44B
$231K ﹤0.01%
16,356
+15,546
+1,919% +$189K
SPWH icon
1661
Sportsman's Warehouse
SPWH
$46M
$231K ﹤0.01%
22,000
-1,000
-4% -$10.1K
TAN icon
1662
Invesco Solar ETF
TAN
$1.38B
$231K ﹤0.01%
11,362
+4,942
+77% +$104K
EGRX
1663
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$231K ﹤0.01%
3,300
-50
-1% -$2.77K
BQH
1664
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$231K ﹤0.01%
14,711
– –
BWP
1665
DELISTED
Boardwalk Pipeline Partners
BWP
$231K ﹤0.01%
13,452
+224
+2% +$3.78K
BSE
1666
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$231K ﹤0.01%
15,706
– –
DPZ icon
1667
Domino's
DPZ
$11.7B
$230K ﹤0.01%
1,513
-190
-11% -$27.7K
IGD
1668
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$524M
$230K ﹤0.01%
31,726
+1,268
+4% +$9.03K
PHG icon
1669
Philips
PHG
$26.2B
$230K ﹤0.01%
10,571
-1,259
-11% -$25.8K
SCTY
1670
DELISTED
SolarCity Corporation
SCTY
$230K ﹤0.01%
11,770
-2,582
-18% -$57.9K
CGW icon
1671
Invesco S&P Global Water Index ETF
CGW
$1.06B
$229K ﹤0.01%
7,440
+1,979
+36% +$60K
RGEN icon
1672
Repligen
RGEN
$9.45B
$229K ﹤0.01%
7,577
-1,441
-16% -$43.5K
BEAV
1673
DELISTED
B/E Aerospace Inc
BEAV
$228K ﹤0.01%
4,419
+560
+15% +$27.1K
BKH icon
1674
Black Hills Corp
BKH
$5.58B
$227K ﹤0.01%
3,713
-152
-4% -$9.26K
SAFM
1675
DELISTED
Sanderson Farms Inc
SAFM
$227K ﹤0.01%
2,358
+2,136
+962% +$196K
65 66
67
68 69

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.