We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STAB
1651
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$158K ﹤0.01%
38,888
+20,045
+106% +$81.5K
WMC
1652
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$158K ﹤0.01%
1,254
-3
-0.2% -$410
NEV
1653
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$158K ﹤0.01%
10,650
-460
-4% -$6.8K
TSL
1654
DELISTED
Trina Solar Limited
TSL
$158K ﹤0.01%
17,601
-2,697
-13% -$25.4K
IPS
1655
DELISTED
SPDR S&P International Consumer Staples Sector
IPS
$158K ﹤0.01%
3,988
+10
+0.3% +$406
DDS icon
1656
Dillards
DDS
$9.59B
$157K ﹤0.01%
1,794
-32
-2% -$3.1K
NVDA icon
1657
NVIDIA
NVDA
$5.46T
$157K ﹤0.01%
256,920
-151,720
-37% -$82K
PTNQ icon
1658
Pacer Trendpilot 100 ETF
PTNQ
$1.27B
$157K ﹤0.01%
+6,691
New +$165K
RCS
1659
PIMCO Strategic Income Fund
RCS
$249M
$157K ﹤0.01%
18,317
– –
RVTY icon
1660
Revvity
RVTY
$13.1B
$157K ﹤0.01%
3,409
-773
-18% -$38.4K
EWRI
1661
DELISTED
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
EWRI
$157K ﹤0.01%
3,395
+361
+12% +$17.9K
AEG icon
1662
Aegon
AEG
$13.9B
$156K ﹤0.01%
37,917
-2,855
-7% -$13.8K
EG icon
1663
Everest Group
EG
$14B
$156K ﹤0.01%
905
-461
-34% -$83.4K
KEP icon
1664
Korea Electric Power
KEP
$14.8B
$156K ﹤0.01%
7,651
+6,874
+885% +$143K
RODM icon
1665
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$156K ﹤0.01%
6,826
+465
+7% +$11.2K
VONG icon
1666
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$156K ﹤0.01%
6,564
+2,108
+47% +$53.2K
GGP
1667
DELISTED
GGP Inc.
GGP
$156K ﹤0.01%
5,991
+4
+0.1% +$105
GRPN icon
1668
Groupon
GRPN
$894M
$155K ﹤0.01%
2,378
+67
+3% +$5.96K
GSG icon
1669
iShares S&P GSCI Commodity-Indexed Trust
GSG
$932M
$155K ﹤0.01%
9,069
-207
-2% -$3.72K
MRSH
1670
Marsh
MRSH
$90B
$155K ﹤0.01%
2,987
+286
+11% +$16K
PMT
1671
PennyMac Mortgage Investment
PMT
$828M
$155K ﹤0.01%
9,942
-759
-7% -$12.5K
SAM icon
1672
Boston Beer
SAM
$1.9B
$155K ﹤0.01%
734
+4
+0.5% +$885
UVE icon
1673
Universal Insurance Holdings
UVE
$1.18B
$155K ﹤0.01%
5,239
+1,503
+40% +$40.6K
MTT
1674
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$155K ﹤0.01%
6,507
+10
+0.2% +$232
ACNB icon
1675
ACNB Corp
ACNB
$660M
$154K ﹤0.01%
7,238
+198
+3% +$4.04K
65 66
67
68 69

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.