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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERIC icon
1651
Ericsson
ERIC
$33.6B
$64K ﹤0.01%
4,880
-99
-2% -$1.23K
VSAT icon
1652
Viasat
VSAT
$11.4B
$64K ﹤0.01%
1,000
– –
VSH icon
1653
Vishay Intertechnology
VSH
$5.11B
$64K ﹤0.01%
5,004
-73
-1% -$996
MDRX
1654
DELISTED
Veradigm Inc. Common Stock
MDRX
$64K ﹤0.01%
4,331
-300
-6% -$4.52K
CEQP
1655
DELISTED
Crestwood Equity Partners LP
CEQP
$64K ﹤0.01%
466
-23
-5% -$3.37K
COW
1656
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$64K ﹤0.01%
2,331
+1,181
+103% +$32K
CBB
1657
DELISTED
Cincinnati Bell Inc.
CBB
$64K ﹤0.01%
4,732
+220
+5% +$3.48K
EIV
1658
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$64K ﹤0.01%
5,701
– –
FCH
1659
DELISTED
Felcor Lodging Trust
FCH
$64K ﹤0.01%
10,120
-188
-2% -$1.13K
EWM icon
1660
iShares MSCI Malaysia ETF
EWM
$332M
$63K ﹤0.01%
1,052
-294
-22% -$17.9K
IGOV icon
1661
iShares International Treasury Bond ETF
IGOV
$1.54B
$63K ﹤0.01%
1,260
– –
ITT icon
1662
ITT
ITT
$19.4B
$63K ﹤0.01%
1,705
+83
+5% +$2.77K
OI icon
1663
O-I Glass
OI
$1.05B
$63K ﹤0.01%
1,969
-7
-0.4% -$208
PUK icon
1664
Prudential
PUK
$34.5B
$63K ﹤0.01%
1,722
-134
-7% -$4.67K
SCHM icon
1665
Schwab US Mid-Cap ETF
SCHM
$15.3B
$63K ﹤0.01%
5,469
+4,773
+686% +$53.8K
SID icon
1666
Companhia Siderúrgica Nacional
SID
$1.19B
$63K ﹤0.01%
14,800
+13,600
+1,133% +$46.5K
NM
1667
DELISTED
Navios Maritime Holdings Inc.
NM
$63K ﹤0.01%
886
+386
+77% +$24K
RBCN
1668
DELISTED
Rubicon Technology, Inc.
RBCN
$63K ﹤0.01%
520
+100
+24% +$10.1K
BRCD
1669
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$63K ﹤0.01%
7,718
-2,576
-25% -$18.4K
AVG
1670
DELISTED
AVG Technologies N.V.
AVG
$63K ﹤0.01%
+2,650
New +$59K
AVNR
1671
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$63K ﹤0.01%
15,000
– –
DVYA icon
1672
iShares Asia/Pacific Dividend ETF
DVYA
$71.5M
$62K ﹤0.01%
+1,128
New +$61.1K
GDV icon
1673
Gabelli Dividend & Income Trust
GDV
$2.7B
$62K ﹤0.01%
3,323
-9,486
-74% -$179K
LAZ icon
1674
Lazard
LAZ
$4.43B
$62K ﹤0.01%
1,719
-8
-0.5% -$284
TLH icon
1675
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$62K ﹤0.01%
732
-42,838
-98% -$5.31M
65 66
67
68 69

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.