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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNL icon
1626
Travel + Leisure Co
TNL
$4.5B
$388K ﹤0.01%
8,147
+392
+5% +$17.9K
VMW
1627
DELISTED
VMware, Inc
VMW
$388K ﹤0.01%
3,558
+506
+17% +$50K
CBB.PRB
1628
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$388K ﹤0.01%
7,700
+1,100
+17% +$55.6K
MAV
1629
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$387K ﹤0.01%
33,486
+5,858
+21% +$67.9K
EWI icon
1630
iShares MSCI Italy ETF
EWI
$1.08B
$386K ﹤0.01%
12,317
+10,689
+657% +$321K
MKC.V icon
1631
McCormick & Company Voting
MKC.V
$14B
$386K ﹤0.01%
+7,520
New +$363K
FIS icon
1632
Fidelity National Information Services
FIS
$21.9B
$385K ﹤0.01%
4,133
+621
+18% +$56.4K
AADR icon
1633
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.8M
$384K ﹤0.01%
6,906
+4,965
+256% +$255K
ETB
1634
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$459M
$384K ﹤0.01%
22,979
+6,509
+40% +$108K
ROL icon
1635
Rollins
ROL
$17.9B
$384K ﹤0.01%
18,727
+9,938
+113% +$192K
JHI
1636
John Hancock Investors Trust
JHI
$117M
$383K ﹤0.01%
21,092
+11
+0.1% +$199
PHG icon
1637
Philips
PHG
$26.3B
$383K ﹤0.01%
12,234
+6,155
+101% +$179K
AZO icon
1638
AutoZone
AZO
$50.1B
$382K ﹤0.01%
641
+268
+72% +$143K
DX
1639
Dynex Capital
DX
$3.17B
$382K ﹤0.01%
17,478
-6,361
-27% -$135K
MHI
1640
DELISTED
Pioneer Municipal High Income Fund
MHI
$382K ﹤0.01%
31,731
+2,638
+9% +$31.9K
MMS icon
1641
Maximus
MMS
$2.9B
$382K ﹤0.01%
5,928
-275
-4% -$16.9K
MXL icon
1642
MaxLinear
MXL
$6.21B
$381K ﹤0.01%
16,034
-2,729
-15% -$65.6K
NOW icon
1643
ServiceNow
NOW
$132B
$381K ﹤0.01%
16,190
+2,170
+15% +$48.3K
IMVP
1644
Invesco India ETF
IMVP
$108M
$381K ﹤0.01%
16,094
+1,015
+7% +$24.7K
ANDX
1645
DELISTED
Andeavor Logistics LP
ANDX
$380K ﹤0.01%
7,652
-8,358
-52% -$417K
PTLA
1646
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$379K ﹤0.01%
7,014
+460
+7% +$27K
PFI icon
1647
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59.1M
$378K ﹤0.01%
11,462
+1,956
+21% +$62.4K
Y
1648
DELISTED
Alleghany Corp
Y
$378K ﹤0.01%
682
-42
-6% -$24.5K
DLTR icon
1649
Dollar Tree
DLTR
$24.9B
$375K ﹤0.01%
4,315
-129
-3% -$9.84K
FAS icon
1650
Direxion Daily Financial Bull 3x ETF
FAS
$2.45B
$372K ﹤0.01%
6,641
-849
-11% -$43.7K
64 65
66
67 68

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.