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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNLN
1626
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$242K ﹤0.01%
12,973
+2,175
+20% +$40.4K
BMRN icon
1627
BioMarin Pharmaceuticals
BMRN
$13.3B
$241K ﹤0.01%
2,605
-53
-2% -$4.99K
JHI
1628
John Hancock Investors Trust
JHI
$118M
$241K ﹤0.01%
14,471
+506
+4% +$8.64K
ERIC icon
1629
Ericsson
ERIC
$33.6B
$240K ﹤0.01%
33,319
+727
+2% +$5.27K
GPN icon
1630
Global Payments
GPN
$25.1B
$240K ﹤0.01%
3,123
-898
-22% -$67.6K
NXQ
1631
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$240K ﹤0.01%
16,501
-497
-3% -$7.35K
USCR
1632
DELISTED
U S Concrete, Inc.
USCR
$240K ﹤0.01%
5,238
-1,876
-26% -$106K
ENY
1633
DELISTED
Invesco Canadian Energy Income ETF
ENY
$240K ﹤0.01%
27,283
-973
-3% -$8.35K
EINC icon
1634
VanEck Energy Income ETF
EINC
$79.7M
$239K ﹤0.01%
3,083
+644
+26% +$48.2K
IQV icon
1635
IQVIA
IQV
$39.8B
$239K ﹤0.01%
2,961
+1,448
+96% +$110K
VSAT icon
1636
Viasat
VSAT
$11.4B
$239K ﹤0.01%
3,200
+1,190
+59% +$88.1K
FIT
1637
DELISTED
Fitbit, Inc. Class A common stock
FIT
$239K ﹤0.01%
16,075
+3,918
+32% +$57.1K
ADSK icon
1638
Autodesk
ADSK
$54.5B
$238K ﹤0.01%
3,288
-670
-17% -$42.2K
PBW icon
1639
Invesco WilderHill Clean Energy ETF
PBW
$461M
$237K ﹤0.01%
12,256
+1,290
+12% +$24.9K
VMO icon
1640
Invesco Municipal Opportunity Trust
VMO
$667M
$237K ﹤0.01%
16,628
-483
-3% -$7.04K
ACET
1641
DELISTED
Aceto Corp
ACET
$237K ﹤0.01%
12,464
+3
+0% +$68
VSTO
1642
DELISTED
Vista Outdoor Inc.
VSTO
$237K ﹤0.01%
5,975
+959
+19% +$42.3K
EDC icon
1643
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$168M
$236K ﹤0.01%
3,644
-234
-6% -$14.3K
EG icon
1644
Everest Group
EG
$14B
$236K ﹤0.01%
1,250
-24
-2% -$4.51K
MCY icon
1645
Mercury Insurance
MCY
$5.81B
$236K ﹤0.01%
4,310
-33
-0.8% -$1.78K
DWAT
1646
DELISTED
Arrow Investments Trust Arrow DWA Tactical ETF
DWAT
$235K ﹤0.01%
+22,850
New +$238K
EMF
1647
Templeton Emerging Markets Fund
EMF
$332M
$235K ﹤0.01%
18,620
– –
SUN icon
1648
Sunoco
SUN
$14B
$235K ﹤0.01%
+8,110
New +$244K
TSLX icon
1649
Sixth Street Specialty
TSLX
$1.82B
$235K ﹤0.01%
12,990
+530
+4% +$9.46K
GWPH
1650
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$235K ﹤0.01%
1,774
-196
-10% -$18.7K
64 65
66
67 68

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.