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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXR
1626
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$164K ﹤0.01%
11,915
-252
-2% -$3.46K
BSE
1627
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$164K ﹤0.01%
12,699
– –
EMD
1628
Western Asset Emerging Markets Debt Fund
EMD
$612M
$163K ﹤0.01%
12,252
-771
-6% -$10.9K
IXG icon
1629
iShares Global Financials ETF
IXG
$702M
$163K ﹤0.01%
3,171
-112
-3% -$6.21K
NMFC icon
1630
New Mountain Finance
NMFC
$736M
$163K ﹤0.01%
12,024
+727
+6% +$10.6K
TLTD icon
1631
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$690M
$163K ﹤0.01%
+2,992
New +$175K
VONV icon
1632
Vanguard Russell 1000 Value ETF
VONV
$22B
$163K ﹤0.01%
3,976
+890
+29% +$38.7K
MTUS icon
1633
Metallus
MTUS
$892M
$163K ﹤0.01%
16,177
+2,510
+18% +$45.4K
PDCO
1634
DELISTED
Patterson Companies, Inc.
PDCO
$163K ﹤0.01%
3,777
+702
+23% +$33.5K
NDAQ icon
1635
Nasdaq
NDAQ
$54.6B
$162K ﹤0.01%
9,252
+1,698
+22% +$29.1K
PTLC icon
1636
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$162K ﹤0.01%
+6,851
New +$166K
CMP icon
1637
Compass Minerals
CMP
$1.1B
$161K ﹤0.01%
2,058
+361
+21% +$29.6K
DBRG icon
1638
DigitalBridge
DBRG
$2.94B
$161K ﹤0.01%
2,801
-514
-16% -$36K
PTMC icon
1639
Pacer Trendpilot US Mid Cap ETF
PTMC
$408M
$161K ﹤0.01%
+6,955
New +$166K
NLSN
1640
DELISTED
Nielsen Holdings plc
NLSN
$161K ﹤0.01%
3,618
+273
+8% +$12.6K
AWR icon
1641
American States Water
AWR
$3.52B
$160K ﹤0.01%
3,847
+315
+9% +$12.2K
GPN icon
1642
Global Payments
GPN
$25.1B
$160K ﹤0.01%
2,784
-15,548
-85% -$863K
PIO icon
1643
Invesco Global Water ETF
PIO
$278M
$160K ﹤0.01%
7,977
-2,868
-26% -$63.1K
MGU
1644
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$160K ﹤0.01%
8,319
-1,847
-18% -$40.6K
FLEX icon
1645
Flex
FLEX
$45.9B
$159K ﹤0.01%
20,028
+15,234
+318% +$124K
SAIC icon
1646
Saic
SAIC
$5.35B
$159K ﹤0.01%
3,972
-144
-3% -$7K
CCEC
1647
Capital Clean Energy Carriers
CCEC
$1.36B
$159K ﹤0.01%
3,698
+1,628
+79% +$82.6K
VVC
1648
DELISTED
Vectren Corporation
VVC
$159K ﹤0.01%
3,807
-1,376
-27% -$56K
HOMB icon
1649
Home BancShares
HOMB
$6.27B
$158K ﹤0.01%
7,804
+264
+4% +$5.13K
IUSB icon
1650
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$158K ﹤0.01%
3,148
+448
+17% +$22.5K
64 65
66
67 68

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.