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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PICB icon
1626
Invesco International Corporate Bond ETF
PICB
$361M
$77K ﹤0.01%
2,599
+41
+2% +$1.21K
VMO icon
1627
Invesco Municipal Opportunity Trust
VMO
$666M
$77K ﹤0.01%
6,583
-3,600
-35% -$41.4K
WABC icon
1628
Westamerica Bancorp
WABC
$1.38B
$77K ﹤0.01%
1,366
-700
-34% -$37.3K
WPZ
1629
DELISTED
Williams Partners L.P.
WPZ
$77K ﹤0.01%
1,451
+920
+173% +$45K
TQNT
1630
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$77K ﹤0.01%
9,192
+2,003
+28% +$16K
CBSH icon
1631
Commerce Bancshares
CBSH
$8.6B
$76K ﹤0.01%
3,040
-9
-0.3% -$221
QAI icon
1632
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.03B
$76K ﹤0.01%
2,613
+148
+6% +$4.28K
RDN icon
1633
Radian Group
RDN
$4.93B
$76K ﹤0.01%
5,399
+95
+2% +$1.33K
SLYV icon
1634
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.12B
$76K ﹤0.01%
1,422
-136
-9% -$6.96K
STIP icon
1635
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$76K ﹤0.01%
749
– –
YELP icon
1636
Yelp
YELP
$1.32B
$76K ﹤0.01%
1,100
+50
+5% +$3.31K
SYT
1637
DELISTED
Syngenta Ag
SYT
$76K ﹤0.01%
952
-82
-8% -$6.48K
GML
1638
DELISTED
SPDR S&P Emerging Latin America ETF
GML
$76K ﹤0.01%
1,214
-350
-22% -$22.4K
CSI
1639
DELISTED
Cutwater Select Income Fund
CSI
$76K ﹤0.01%
4,231
+26
+0.6% +$465
GEQ
1640
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$76K ﹤0.01%
4,000
+500
+14% +$8.99K
BSCF
1641
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$76K ﹤0.01%
3,460
+1
+0% +$22
CM icon
1642
Canadian Imperial Bank of Commerce
CM
$112B
$75K ﹤0.01%
1,790
+412
+30% +$16.9K
CXT icon
1643
Crane NXT
CXT
$2.97B
$75K ﹤0.01%
3,216
+2,629
+448% +$57.7K
EWD icon
1644
iShares MSCI Sweden ETF
EWD
$586M
$75K ﹤0.01%
2,092
+168
+9% +$5.74K
EXPE icon
1645
Expedia Group
EXPE
$39.4B
$75K ﹤0.01%
1,082
-580
-35% -$34.1K
GDXJ icon
1646
VanEck Junior Gold Miners ETF
GDXJ
$8.34B
$75K ﹤0.01%
2,402
+700
+41% +$24.1K
HL icon
1647
Hecla Mining
HL
$11.9B
$75K ﹤0.01%
24,500
+2,500
+11% +$7.55K
NYMX
1648
DELISTED
Nymox Pharmaceutical Corp
NYMX
$75K ﹤0.01%
12,400
– –
PAF
1649
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$75K ﹤0.01%
1,337
– –
WLT
1650
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$75K ﹤0.01%
4,508
-112
-2% -$1.75K
64 65
66
67 68

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.