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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADSK icon
1601
Autodesk
ADSK
$54.1B
$405K ﹤0.01%
3,596
-110
-3% -$12.1K
FFIV icon
1602
F5
FFIV
$23.2B
$405K ﹤0.01%
3,349
+1,578
+89% +$190K
FLEX icon
1603
Flex
FLEX
$44.2B
$403K ﹤0.01%
32,259
+2,850
+10% +$35.1K
PZC
1604
DELISTED
PIMCO California Municipal Income Fund III
PZC
$403K ﹤0.01%
37,088
+93
+0.3% +$1.02K
QQEW icon
1605
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.83B
$402K ﹤0.01%
7,230
-12,150
-63% -$661K
AIRR icon
1606
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$399K ﹤0.01%
15,292
-17,005
-53% -$406K
BB icon
1607
BlackBerry
BB
$5.18B
$399K ﹤0.01%
35,755
+5,225
+17% +$49.1K
CRT
1608
Cross Timbers Royalty Trust
CRT
$59.5M
$399K ﹤0.01%
27,380
+608
+2% +$9.03K
IAT icon
1609
iShares US Regional Banks ETF
IAT
$678M
$398K ﹤0.01%
8,444
+643
+8% +$29.1K
FIZZ icon
1610
National Beverage
FIZZ
$2.91B
$397K ﹤0.01%
6,402
+2,428
+61% +$135K
OXLC
1611
Oxford Lane Capital
OXLC
$905M
$397K ﹤0.01%
7,804
-1,900
-20% -$100K
RGR icon
1612
Sturm, Ruger & Co
RGR
$594M
$397K ﹤0.01%
7,629
+1,004
+15% +$53K
WLK icon
1613
Westlake Corp
WLK
$10.1B
$397K ﹤0.01%
4,779
+4,554
+2,024% +$335K
CFO icon
1614
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$425M
$396K ﹤0.01%
8,682
-347
-4% -$15.4K
IAGG icon
1615
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$396K ﹤0.01%
7,669
+1,174
+18% +$60.8K
IIM icon
1616
Invesco Value Municipal Income Trust
IIM
$595M
$396K ﹤0.01%
26,514
-14,284
-35% -$217K
MTD icon
1617
Mettler-Toledo International
MTD
$28.6B
$396K ﹤0.01%
633
+177
+39% +$106K
ETFC
1618
DELISTED
E*Trade Financial Corporation
ETFC
$396K ﹤0.01%
9,086
+85
+0.9% +$3.45K
ETY icon
1619
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$395K ﹤0.01%
33,946
+5,157
+18% +$58.9K
VIOG icon
1620
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.12B
$395K ﹤0.01%
5,618
+1,828
+48% +$122K
TIPZ icon
1621
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.3M
$394K ﹤0.01%
6,818
+2,375
+53% +$138K
DIN icon
1622
Dine Brands
DIN
$453M
$392K ﹤0.01%
9,136
+2,220
+32% +$90.7K
RFG icon
1623
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$357M
$392K ﹤0.01%
13,565
+4,030
+42% +$114K
MOMO
1624
Hello Group
MOMO
$870M
$390K ﹤0.01%
12,362
+6,351
+106% +$252K
AOD
1625
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
$389K ﹤0.01%
43,244
+4,997
+13% +$43.9K
63 64
65
66 67

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.