We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHO
1601
DELISTED
LaSalle Hotel Properties
LHO
$251K ﹤0.01%
9,200
+7,468
+431% +$197K
FEZ icon
1602
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.56B
$250K ﹤0.01%
7,638
-1,512
-17% -$48.9K
TEL icon
1603
TE Connectivity
TEL
$62.2B
$250K ﹤0.01%
3,903
-65
-2% -$3.98K
WBK
1604
DELISTED
Westpac Banking Corporation
WBK
$250K ﹤0.01%
10,932
-595
-5% -$13.5K
AORT icon
1605
Artivion
AORT
$1.39B
$249K ﹤0.01%
14,175
+13,275
+1,475% +$201K
FULT icon
1606
Fulton Financial
FULT
$4.69B
$249K ﹤0.01%
17,163
+50
+0.3% +$701
GPRO icon
1607
GoPro
GPRO
$117M
$249K ﹤0.01%
14,940
+240
+2% +$3.29K
VGSH icon
1608
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$248K ﹤0.01%
4,058
-2,532
-38% -$155K
FTI icon
1609
TechnipFMC
FTI
$30.1B
$247K ﹤0.01%
11,128
-4,058
-27% -$82.1K
XLNX
1610
DELISTED
Xilinx Inc
XLNX
$247K ﹤0.01%
4,557
-302
-6% -$15.5K
PZC
1611
DELISTED
PIMCO California Municipal Income Fund III
PZC
$246K ﹤0.01%
19,150
– –
PZT icon
1612
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$246K ﹤0.01%
9,831
+6,343
+182% +$160K
CY
1613
DELISTED
Cypress Semiconductor
CY
$246K ﹤0.01%
20,346
+13,051
+179% +$149K
HPF
1614
John Hancock Preferred Income Fund II
HPF
$345M
$245K ﹤0.01%
10,915
-87
-0.8% -$1.98K
CYBR
1615
DELISTED
CyberArk
CYBR
$244K ﹤0.01%
4,920
-4,787
-49% -$255K
KBH icon
1616
KB Home
KBH
$3.45B
$244K ﹤0.01%
15,124
-997
-6% -$15.7K
PF
1617
DELISTED
Pinnacle Foods, Inc.
PF
$244K ﹤0.01%
4,864
+682
+16% +$33.8K
HLT icon
1618
Hilton Worldwide
HLT
$72.2B
$243K ﹤0.01%
3,539
+53
+2% +$3.74K
OIH icon
1619
VanEck Oil Services ETF
OIH
$1.95B
$243K ﹤0.01%
416
+17
+4% +$9.61K
RYAAY icon
1620
Ryanair
RYAAY
$30.7B
$243K ﹤0.01%
8,088
+338
+4% +$9.81K
TLTE icon
1621
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$352M
$243K ﹤0.01%
5,044
-267
-5% -$12.6K
LOCK
1622
DELISTED
LifeLock, Inc.
LOCK
$243K ﹤0.01%
14,350
-2,450
-15% -$40.3K
WLL
1623
DELISTED
Whiting Petroleum Corporation
WLL
$243K ﹤0.01%
92
+27
+42% +$63.3K
BFY
1624
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$243K ﹤0.01%
14,181
– –
BBDC icon
1625
Barings BDC
BBDC
$987M
$242K ﹤0.01%
12,233
-1,254
-9% -$24.8K
63 64
65
66 67

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.