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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.68B
AUM Growth
+$274M
Cap. Flow
+$181M
Cap. Flow %
3.19%
Top 10 Hldgs %
13.82%
Holding
5,085
New
226
Increased
2,041
Reduced
1,618
Closed
203

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$40.1M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28.3M
3
GNMA icon
iShares GNMA Bond ETF
GNMA
+$27.5M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$23.5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$22M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$42.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.1M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$25.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$25.1M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$22.9M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.55%
2 Financials 5.42%
3 Technology 5.31%
4 Industrials 5.02%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UG icon
1601
United-Guardian
UG
$32.9M
$202K ﹤0.01%
+9,795
New +$208K
DRN icon
1602
Direxion Daily Real Estate Bull 3X ETF
DRN
$45M
$201K ﹤0.01%
9,196
-1,440
-14% -$25K
POR icon
1603
Portland General Electric
POR
$5.92B
$201K ﹤0.01%
5,069
+1,364
+37% +$52.2K
TOVX icon
1604
Theriva Biologics
TOVX
$10.6M
$201K ﹤0.01%
10
+4
+67% +$60.1K
TFCFA
1605
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$201K ﹤0.01%
7,156
+434
+6% +$11.6K
RXII
1606
DELISTED
GALENA BIOPHARMA INC COM
RXII
$201K ﹤0.01%
147,875
-5,500
-4% -$7.48K
EMD
1607
DELISTED
Western Asset Emerging Markets
EMD
$201K ﹤0.01%
19,600
+148
+0.8% +$1.43K
CMBS icon
1608
iShares CMBS ETF
CMBS
$473M
$200K ﹤0.01%
3,836
+1,870
+95% +$96.2K
BLW icon
1609
BlackRock Limited Duration Income Trust
BLW
$508M
$199K ﹤0.01%
13,430
+575
+4% +$8.12K
RMTI icon
1610
Rockwell Medical
RMTI
$30.9M
$199K ﹤0.01%
250
+20
+9% +$15.7K
SAIC icon
1611
Saic
SAIC
$5.35B
$199K ﹤0.01%
3,706
-21
-0.6% -$933
ETY icon
1612
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.36B
$198K ﹤0.01%
18,588
+688
+4% +$7.08K
QTEC icon
1613
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.92B
$198K ﹤0.01%
4,607
-81
-2% -$3.23K
MBLY
1614
DELISTED
Mobileye N.V.
MBLY
$198K ﹤0.01%
5,309
-2,329
-30% -$74.2K
DWX icon
1615
State Street SPDR S&P International Dividend ETF
DWX
$529M
$197K ﹤0.01%
5,619
-7,812
-58% -$252K
NPP
1616
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$197K ﹤0.01%
12,545
-53
-0.4% -$812
WES
1617
DELISTED
Western Gas Partners Lp
WES
$197K ﹤0.01%
4,536
+1,220
+37% +$45K
PHD
1618
DELISTED
Pioneer Floating Rate Fund
PHD
$196K ﹤0.01%
17,410
+509
+3% +$5.39K
MXIM
1619
DELISTED
Maxim Integrated Products
MXIM
$196K ﹤0.01%
5,312
+1,403
+36% +$47.1K
PCH
1620
DELISTED
PotlatchDeltic
PCH
$195K ﹤0.01%
6,192
+325
+6% +$9.06K
TGNA
1621
DELISTED
TEGNA Inc
TGNA
$195K ﹤0.01%
12,988
+516
+4% +$7.84K
VVC
1622
DELISTED
Vectren Corporation
VVC
$195K ﹤0.01%
3,868
+393
+11% +$17.7K
NCA icon
1623
Nuveen California Municipal Value Fund
NCA
$304M
$194K ﹤0.01%
17,645
– –
HYLD
1624
DELISTED
High Yield ETF
HYLD
$194K ﹤0.01%
6,179
-3,547
-36% -$111K
FNV icon
1625
Franco-Nevada
FNV
$44.7B
$193K ﹤0.01%
3,144
+325
+12% +$17.4K
63 64
65
66 67

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Ladenburg Thalmann Financial Services held 5,085 positions worth $5.68B, up 5.1% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $181M of net new capital in Q1 2016, opening 226 new positions and adding to 2,041 existing holdings. Its largest new stake was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.5% of assets, up from 5.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $42.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2016 buy was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Value ETF in Q1 2016, an estimated $40.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $42.7M.
  • Ladenburg Thalmann Financial Services fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $3.14M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $5.68B portfolio in Q1 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 203 in Q1 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.1% quarter-over-quarter to $5.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2016, filed 16 May 2016.