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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CA
1601
DELISTED
CA, Inc.
CA
$169K ﹤0.01%
6,184
-29
-0.5% -$830
COLM icon
1602
Columbia Sportswear
COLM
$2.96B
$168K ﹤0.01%
2,854
+29
+1% +$1.81K
EAT icon
1603
Brinker International
EAT
$10.2B
$168K ﹤0.01%
3,199
+469
+17% +$26.1K
GSBD icon
1604
Goldman Sachs BDC
GSBD
$1.12B
$168K ﹤0.01%
+9,115
New +$208K
GNT
1605
GAMCO Natural Resources, Gold & Income Trust
GNT
$147M
$167K ﹤0.01%
28,850
+5,550
+24% +$35.4K
SMFG icon
1606
Sumitomo Mitsui Financial
SMFG
$167B
$167K ﹤0.01%
21,720
-2,803
-11% -$23.6K
TFSL icon
1607
TFS Financial
TFSL
$4.93B
$167K ﹤0.01%
9,708
+798
+9% +$13.5K
BFY
1608
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$167K ﹤0.01%
11,681
– –
CMF icon
1609
iShares California Muni Bond ETF
CMF
$4.63B
$166K ﹤0.01%
2,828
– –
IGD
1610
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$526M
$166K ﹤0.01%
23,943
-14,182
-37% -$108K
JBHT icon
1611
JB Hunt Transport Services
JBHT
$26.5B
$166K ﹤0.01%
2,324
+323
+16% +$25.6K
TEI
1612
Templeton Emerging Markets Income Fund
TEI
$321M
$166K ﹤0.01%
17,123
-2,492
-13% -$25.5K
BQH
1613
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$166K ﹤0.01%
11,901
– –
BAC.WS.A
1614
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$166K ﹤0.01%
29,000
+1,000
+4% +$6.49K
BKE icon
1615
Buckle
BKE
$2.31B
$165K ﹤0.01%
4,469
+13
+0.3% +$548
DBEZ icon
1616
Xtrackers MSCI Eurozone Hedged Equity ETF
DBEZ
$77.5M
$165K ﹤0.01%
+6,625
New +$178K
EOD
1617
Allspring Global Dividend Opportunity Fund
EOD
$289M
$165K ﹤0.01%
27,936
-9,713
-26% -$63.2K
HAP icon
1618
VanEck Natural Resources ETF
HAP
$308M
$165K ﹤0.01%
6,138
+856
+16% +$25.7K
NXG
1619
NXG NextGen Infrastructure Income Fund
NXG
$355M
$165K ﹤0.01%
2,834
+726
+34% +$49.9K
DSUM
1620
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$165K ﹤0.01%
7,000
– –
CNX icon
1621
CNX Resources
CNX
$5.23B
$164K ﹤0.01%
20,028
-1,615
-7% -$20.1K
ETY icon
1622
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.36B
$164K ﹤0.01%
15,905
-4,240
-21% -$47.4K
FDD icon
1623
First Trust STOXX European Select Dividend Income Fund
FDD
$909M
$164K ﹤0.01%
13,810
-3,009
-18% -$37.9K
IGM icon
1624
iShares Expanded Tech Sector ETF
IGM
$10.9B
$164K ﹤0.01%
9,828
-2,142
-18% -$37.2K
TDIV icon
1625
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$164K ﹤0.01%
6,788
-1,912
-22% -$48.4K
63 64
65
66 67

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AG
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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.