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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDIX
1601
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
$81K ﹤0.01%
+13,500
New +$62.5K
CBB.PRB
1602
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$81K ﹤0.01%
1,800
-300
-14% -$13.7K
FOSL icon
1603
Fossil Group
FOSL
$313M
$80K ﹤0.01%
665
+19
+3% +$2.35K
IAK icon
1604
iShares US Insurance ETF
IAK
$538M
$80K ﹤0.01%
1,698
+2
+0.1% +$91
NXPI icon
1605
NXP Semiconductors
NXPI
$59.3B
$80K ﹤0.01%
1,747
+580
+50% +$23.9K
RWT
1606
Redwood Trust
RWT
$592M
$80K ﹤0.01%
4,153
+1,039
+33% +$19.2K
SBS icon
1607
Sabesp
SBS
$17.8B
$80K ﹤0.01%
36,353
+773
+2% +$1.59K
VIV icon
1608
Telefônica Brasil
VIV
$18.5B
$80K ﹤0.01%
4,176
+318
+8% +$6.46K
MXIM
1609
DELISTED
Maxim Integrated Products
MXIM
$80K ﹤0.01%
2,869
-99
-3% -$2.86K
ACCO icon
1610
Acco Brands
ACCO
$395M
$79K ﹤0.01%
11,755
+9,894
+532% +$62.9K
IEFA icon
1611
iShares Core MSCI EAFE ETF
IEFA
$196B
$79K ﹤0.01%
1,301
+476
+58% +$28.1K
MDYG icon
1612
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.96B
$79K ﹤0.01%
2,106
+1,926
+1,070% +$68.9K
ACC
1613
DELISTED
American Campus Communities, Inc.
ACC
$79K ﹤0.01%
2,443
-641
-21% -$21.5K
AMTD
1614
DELISTED
TD Ameritrade Holding Corp
AMTD
$79K ﹤0.01%
2,571
– –
GNC
1615
DELISTED
GNC Holdings, Inc.
GNC
$79K ﹤0.01%
1,360
+448
+49% +$25.8K
EEQ
1616
DELISTED
Enbridge Energy Management Llc
EEQ
$79K ﹤0.01%
4,254
-3,958
-48% -$72.1K
CBB
1617
DELISTED
Cincinnati Bell Inc.
CBB
$79K ﹤0.01%
4,434
-298
-6% -$4.65K
CII icon
1618
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$78K ﹤0.01%
5,671
-2,900
-34% -$39K
TISI icon
1619
Team
TISI
$99.9M
$78K ﹤0.01%
185
– –
VNO icon
1620
Vornado Realty Trust
VNO
$7.31B
$78K ﹤0.01%
1,193
-90
-7% -$5.83K
XPH icon
1621
State Street SPDR S&P Pharmaceuticals ETF
XPH
$511M
$78K ﹤0.01%
1,764
+8
+0.5% +$333
CTXS
1622
DELISTED
Citrix Systems Inc
CTXS
$78K ﹤0.01%
1,592
+494
+45% +$23.5K
SEP
1623
DELISTED
Spectra Engy Parters Lp
SEP
$78K ﹤0.01%
1,715
-300
-15% -$13.1K
PATH
1624
DELISTED
NUPATHE INC COM STK
PATH
$78K ﹤0.01%
23,800
-8,982
-27% -$20K
E icon
1625
ENI
E
$79.8B
$77K ﹤0.01%
1,594
-123
-7% -$5.88K
63 64
65
66 67

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.