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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
R icon
1576
Ryder
R
$9.98B
$423K ﹤0.01%
5,000
-894
-15% -$67.7K
SCHR
1577
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$423K ﹤0.01%
15,700
-34,432
-69% -$932K
IBMG
1578
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$423K ﹤0.01%
16,581
+2,507
+18% +$63.9K
OSUR icon
1579
OraSure Technologies
OSUR
$276M
$422K ﹤0.01%
18,736
-1,764
-9% -$35.5K
HRZN icon
1580
Horizon Technology Finance
HRZN
$318M
$421K ﹤0.01%
37,907
+1,957
+5% +$21.4K
IVZ icon
1581
Invesco
IVZ
$14B
$421K ﹤0.01%
12,017
-1,030
-8% -$35.2K
JLL icon
1582
Jones Lang LaSalle
JLL
$16.4B
$420K ﹤0.01%
3,385
-2,062
-38% -$255K
MLPX icon
1583
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
$420K ﹤0.01%
10,153
+341
+3% +$14K
MFD
1584
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$420K ﹤0.01%
30,819
-1,808
-6% -$24.4K
RORE
1585
DELISTED
Hartford Multifactor REIT ETF
RORE
$418K ﹤0.01%
26,801
+3,005
+13% +$46.6K
SHYD icon
1586
VanEck Short High Yield Muni ETF
SHYD
$455M
$417K ﹤0.01%
17,068
+601
+4% +$14.7K
MUI
1587
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$416K ﹤0.01%
29,423
+2,026
+7% +$28.7K
PBP icon
1588
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$415K ﹤0.01%
18,692
+960
+5% +$21.5K
EWX icon
1589
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$694M
$414K ﹤0.01%
8,361
-3,685
-31% -$180K
MAN icon
1590
ManpowerGroup
MAN
$2.63B
$414K ﹤0.01%
3,514
-199
-5% -$22.3K
FMC icon
1591
FMC
FMC
$1.31B
$412K ﹤0.01%
5,322
+485
+10% +$34.8K
FULT icon
1592
Fulton Financial
FULT
$4.6B
$412K ﹤0.01%
21,947
-8
-0% -$144
SCCO icon
1593
Southern Copper
SCCO
$167B
$412K ﹤0.01%
11,262
-561
-5% -$20.1K
BOE icon
1594
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$411K ﹤0.01%
30,286
+1,258
+4% +$16.8K
SPR
1595
DELISTED
Spirit AeroSystems
SPR
$411K ﹤0.01%
5,291
+1,679
+46% +$116K
CORN icon
1596
Teucrium Corn Fund
CORN
$165M
$409K ﹤0.01%
23,158
+19,758
+581% +$361K
FNV icon
1597
Franco-Nevada
FNV
$46.5B
$409K ﹤0.01%
5,278
-109
-2% -$8.37K
CID
1598
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$408K ﹤0.01%
11,415
+2,685
+31% +$95K
CGW icon
1599
Invesco S&P Global Water Index ETF
CGW
$1.07B
$407K ﹤0.01%
11,831
+2,130
+22% +$71.3K
PTF icon
1600
Invesco Dorsey Wright Technology Momentum ETF
PTF
$620M
$407K ﹤0.01%
24,159
+2,262
+10% +$36.4K
62 63
64
65 66

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.