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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRX icon
1576
Xerox
XRX
$412M
$260K ﹤0.01%
9,728
+3,863
+66% +$99.8K
TSS
1577
DELISTED
Total System Services, Inc.
TSS
$259K ﹤0.01%
5,473
-401
-7% -$20.1K
AM
1578
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$258K ﹤0.01%
9,681
– –
AOA icon
1579
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.3B
$257K ﹤0.01%
5,411
+1,023
+23% +$48.1K
JHY
1580
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$257K ﹤0.01%
24,400
– –
TFCFA
1581
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$257K ﹤0.01%
10,636
+332
+3% +$8.49K
EHC icon
1582
Encompass Health
EHC
$12.2B
$256K ﹤0.01%
7,949
+2,218
+39% +$71.9K
QTEC icon
1583
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.92B
$256K ﹤0.01%
5,028
+5
+0.1% +$239
TFSL icon
1584
TFS Financial
TFSL
$4.93B
$256K ﹤0.01%
14,336
-4,908
-26% -$88.2K
EIM
1585
Eaton Vance Municipal Bond Fund
EIM
$500M
$255K ﹤0.01%
18,756
+5,196
+38% +$72.2K
ENZL icon
1586
iShares MSCI New Zealand ETF
ENZL
$82.7M
$255K ﹤0.01%
5,438
+2,991
+122% +$138K
DNY
1587
DELISTED
DONNELLEY R R & SONS CO
DNY
$255K ﹤0.01%
16,232
+1,541
+10% +$24.2K
AIVI icon
1588
WisdomTree International AI Enhanced Value Fund
AIVI
$63.4M
$254K ﹤0.01%
6,518
-742
-10% -$28.7K
COMT icon
1589
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.22B
$254K ﹤0.01%
7,792
-396
-5% -$12.6K
EOI
1590
Eaton Vance Enhanced Equity Income Fund
EOI
$832M
$254K ﹤0.01%
20,042
+706
+4% +$9.18K
SOCL icon
1591
Global X Social Media ETF
SOCL
$91.4M
$254K ﹤0.01%
10,071
+9,546
+1,818% +$221K
WIA
1592
Western Asset Inflation-Linked Income Fund
WIA
$187M
$254K ﹤0.01%
22,200
+1,115
+5% +$12.8K
FHN icon
1593
First Horizon
FHN
$12.3B
$253K ﹤0.01%
16,625
+842
+5% +$12.5K
CHK.PRD
1594
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$253K ﹤0.01%
5,677
– –
DOC
1595
DELISTED
PHYSICIANS REALTY TRUST
DOC
$253K ﹤0.01%
11,819
+3,035
+35% +$64.2K
BKCC
1596
DELISTED
BlackRock Capital Investment Corporation
BKCC
$252K ﹤0.01%
30,245
+581
+2% +$4.88K
ETY icon
1597
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.36B
$251K ﹤0.01%
23,482
-966
-4% -$10.3K
EXEL icon
1598
Exelixis
EXEL
$12.5B
$251K ﹤0.01%
19,590
+9,361
+92% +$101K
TRMB icon
1599
Trimble
TRMB
$13.4B
$251K ﹤0.01%
8,789
-1,340
-13% -$35.8K
UBS icon
1600
UBS Group
UBS
$176B
$251K ﹤0.01%
18,296
+2,656
+17% +$36.2K
62 63
64
65 66

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.