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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOCK
1576
DELISTED
LifeLock, Inc.
LOCK
$175K ﹤0.01%
19,945
+9,445
+90% +$93.1K
ADSK icon
1577
Autodesk
ADSK
$54.5B
$174K ﹤0.01%
3,915
+1,714
+78% +$86K
PPLI
1578
People Inc
PPLI
$3.01B
$174K ﹤0.01%
14,934
-162
-1% -$2.15K
FMO
1579
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$174K ﹤0.01%
2,238
-1,385
-38% -$137K
DG icon
1580
Dollar General
DG
$26.9B
$173K ﹤0.01%
2,413
-8,531
-78% -$651K
JHS
1581
John Hancock Income Securities Trust
JHS
$128M
$173K ﹤0.01%
12,442
– –
SPTL icon
1582
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$173K ﹤0.01%
4,830
+4,136
+596% +$145K
TNA icon
1583
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.5B
$173K ﹤0.01%
5,862
-232
-4% -$8.93K
TGP
1584
DELISTED
Teekay LNG Partners L.P.
TGP
$173K ﹤0.01%
7,243
-1,457
-17% -$39.7K
RSX
1585
DELISTED
VanEck Russia ETF
RSX
$172K ﹤0.01%
10,997
-38,322
-78% -$632K
HCF
1586
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$172K ﹤0.01%
30,135
+16,576
+122% +$94.6K
AWF
1587
AllianceBernstein Global High Income Fund
AWF
$878M
$171K ﹤0.01%
15,443
-18
-0.1% -$207
CNC icon
1588
Centene
CNC
$32.6B
$171K ﹤0.01%
6,282
-10,092
-62% -$338K
FTK icon
1589
Flotek Industries
FTK
$1.25B
$171K ﹤0.01%
1,705
-12
-0.7% -$1.22K
GSBC icon
1590
Great Southern Bancorp
GSBC
$888M
$171K ﹤0.01%
4,108
-1,000
-20% -$41.4K
KW
1591
DELISTED
Kennedy-Wilson Holdings
KW
$171K ﹤0.01%
7,722
+5,926
+330% +$146K
SCHE icon
1592
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$171K ﹤0.01%
8,489
-27,154
-76% -$594K
FEI
1593
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$171K ﹤0.01%
10,703
-8,021
-43% -$138K
CVG
1594
DELISTED
Convergys
CVG
$171K ﹤0.01%
7,428
+2,709
+57% +$64.4K
ETX
1595
Eaton Vance Municipal Income 2028 Term Trust
ETX
$200M
$170K ﹤0.01%
9,783
-414
-4% -$7.14K
ISCB icon
1596
iShares Morningstar Small-Cap ETF
ISCB
$294M
$170K ﹤0.01%
5,376
+784
+17% +$26.7K
TXMD icon
1597
TherapeuticsMD
TXMD
$24.1M
$170K ﹤0.01%
580
-6
-1% -$2.13K
CTXS
1598
DELISTED
Citrix Systems Inc
CTXS
$170K ﹤0.01%
3,055
+262
+9% +$14.9K
IDXX icon
1599
Idexx Laboratories
IDXX
$44.7B
$169K ﹤0.01%
2,278
+330
+17% +$23.6K
MKL icon
1600
Markel Group
MKL
$22.8B
$169K ﹤0.01%
210
+35
+20% +$29.6K
62 63
64
65 66

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.