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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAD
1551
DELISTED
Rite Aid Corporation
RAD
$441K ﹤0.01%
11,257
+2,950
+36% +$140K
CS
1552
DELISTED
Credit Suisse Group
CS
$441K ﹤0.01%
27,879
+2,759
+11% +$41.9K
ICPT
1553
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$440K ﹤0.01%
7,582
+5,648
+292% +$608K
SAN icon
1554
Banco Santander
SAN
$210B
$439K ﹤0.01%
66,076
+18,677
+39% +$119K
SUI icon
1555
Sun Communities
SUI
$14.4B
$438K ﹤0.01%
5,118
-495
-9% -$43.8K
S
1556
DELISTED
Sprint Corporation
S
$438K ﹤0.01%
56,412
+1,053
+2% +$8.64K
PXSC
1557
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$437K ﹤0.01%
10,340
+25
+0.2% +$1.06K
ASML icon
1558
ASML
ASML
$666B
$436K ﹤0.01%
2,551
+209
+9% +$32K
WB icon
1559
Weibo
WB
$1.96B
$436K ﹤0.01%
4,413
+542
+14% +$47.8K
XRX icon
1560
Xerox
XRX
$427M
$434K ﹤0.01%
13,047
+208
+2% +$6.55K
AKAM icon
1561
Akamai
AKAM
$16.9B
$433K ﹤0.01%
8,924
+2,304
+35% +$110K
DCI icon
1562
Donaldson
DCI
$11.2B
$432K ﹤0.01%
9,394
+23
+0.2% +$1.06K
HCSG icon
1563
Healthcare Services Group
HCSG
$1.5B
$432K ﹤0.01%
8,012
+707
+10% +$36.4K
STE icon
1564
Steris
STE
$23.3B
$432K ﹤0.01%
4,904
-6,373
-57% -$540K
LGLV icon
1565
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$430K ﹤0.01%
4,842
+2,281
+89% +$200K
MFM
1566
Aberdeen Municipal Income Fund
MFM
$222M
$429K ﹤0.01%
59,480
+12,537
+27% +$90.7K
XRLV
1567
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
$429K ﹤0.01%
13,561
+1,736
+15% +$53.9K
BNS icon
1568
Scotiabank
BNS
$108B
$427K ﹤0.01%
6,656
+997
+18% +$62K
EXP icon
1569
Eagle Materials
EXP
$6.47B
$426K ﹤0.01%
3,982
+2,303
+137% +$220K
DFJ icon
1570
WisdomTree Japan SmallCap Dividend Fund
DFJ
$396M
$425K ﹤0.01%
5,651
+1,943
+52% +$141K
ADAM
1571
Adamas Trust
ADAM
$880M
$425K ﹤0.01%
17,249
-6,251
-27% -$156K
AUY
1572
DELISTED
Yamana Gold, Inc.
AUY
$425K ﹤0.01%
160,450
+33,324
+26% +$88.7K
MQY icon
1573
BlackRock MuniYield Quality Fund
MQY
$815M
$424K ﹤0.01%
27,473
+2,158
+9% +$34K
CORR
1574
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$424K ﹤0.01%
12,002
-186
-2% -$6.33K
EWN icon
1575
iShares MSCI Netherlands ETF
EWN
$708M
$423K ﹤0.01%
13,481
+4,868
+57% +$149K
61 62
63
64 65

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.