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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVSB icon
1551
Riverview Bancorp
RVSB
$107M
$270K ﹤0.01%
50,145
– –
WDIV icon
1552
State Street SPDR S&P Global Dividend ETF
WDIV
$283M
$270K ﹤0.01%
4,252
-438
-9% -$27.8K
IBDL
1553
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$270K ﹤0.01%
10,519
+8,337
+382% +$215K
COKE icon
1554
Coca-Cola Consolidated
COKE
$12.7B
$269K ﹤0.01%
18,110
+12,350
+214% +$183K
NCV
1555
Virtus Convertible & Income Fund
NCV
$390M
$269K ﹤0.01%
9,954
-543
-5% -$14.3K
NFJ
1556
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.46B
$269K ﹤0.01%
21,346
+1,499
+8% +$19K
MUI
1557
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$269K ﹤0.01%
17,556
-559
-3% -$8.56K
ETX
1558
Eaton Vance Municipal Income 2028 Term Trust
ETX
$200M
$268K ﹤0.01%
12,664
+1,347
+12% +$28.5K
BIL icon
1559
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$267K ﹤0.01%
2,919
-205
-7% -$18.7K
FYT icon
1560
First Trust Small Cap Value AlphaDEX Fund
FYT
$202M
$267K ﹤0.01%
8,654
-252
-3% -$7.62K
IDOG icon
1561
ALPS International Sector Dividend Dogs ETF
IDOG
$564M
$267K ﹤0.01%
11,033
-150
-1% -$3.59K
NIM icon
1562
Nuveen Select Maturities Municipal Fund
NIM
$116M
$267K ﹤0.01%
24,990
+1
+0% +$11
BUI icon
1563
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$732M
$266K ﹤0.01%
13,560
-476
-3% -$9.46K
E icon
1564
ENI
E
$79.1B
$266K ﹤0.01%
9,189
-1,803
-16% -$54.9K
BSJJ
1565
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$266K ﹤0.01%
10,931
+3,172
+41% +$76.2K
BCS.PRA.CL
1566
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$266K ﹤0.01%
10,302
+1,052
+11% +$27.2K
DBRG icon
1567
DigitalBridge
DBRG
$2.94B
$265K ﹤0.01%
5,124
-896
-15% -$42.7K
SAIC icon
1568
Saic
SAIC
$5.35B
$265K ﹤0.01%
3,821
+141
+4% +$8.9K
STAG icon
1569
STAG Industrial
STAG
$7.12B
$264K ﹤0.01%
10,755
+5,585
+108% +$137K
BGB
1570
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$263K ﹤0.01%
17,625
+351
+2% +$5.19K
EWS icon
1571
iShares MSCI Singapore ETF
EWS
$1.16B
$262K ﹤0.01%
12,113
+1,346
+13% +$29.3K
NWN icon
1572
Northwest Natural Holdings
NWN
$2.14B
$262K ﹤0.01%
4,360
+31
+0.7% +$1.94K
RWK icon
1573
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$262K ﹤0.01%
5,195
-210
-4% -$10.5K
MQY icon
1574
BlackRock MuniYield Quality Fund
MQY
$816M
$261K ﹤0.01%
15,798
+3,910
+33% +$65.5K
VAL
1575
DELISTED
Valspar
VAL
$261K ﹤0.01%
2,471
-60
-2% -$6.38K
61 62
63
64 65

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.