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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUI icon
1551
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$732M
$208K ﹤0.01%
12,433
+3,041
+32% +$51.3K
EIM
1552
Eaton Vance Municipal Bond Fund
EIM
$500M
$208K ﹤0.01%
15,962
-398
-2% -$5.07K
DHG
1553
DELISTED
Deutsche High Incm Opportunities
DHG
$208K ﹤0.01%
15,926
+468
+3% +$6.23K
COO icon
1554
Cooper Companies
COO
$14.9B
$207K ﹤0.01%
6,204
-14,992
-71% -$537K
EVR icon
1555
Evercore
EVR
$12B
$207K ﹤0.01%
3,838
+2,740
+250% +$148K
TRIP icon
1556
TripAdvisor
TRIP
$1.29B
$207K ﹤0.01%
2,467
+157
+7% +$12.7K
ATML
1557
DELISTED
ATMEL CORP
ATML
$207K ﹤0.01%
24,054
-3,171
-12% -$26.6K
EINC icon
1558
VanEck Energy Income ETF
EINC
$79.7M
$206K ﹤0.01%
2,939
-786
-21% -$75.7K
MIDU icon
1559
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$81M
$206K ﹤0.01%
9,909
-2,069
-17% -$46.4K
MMS icon
1560
Maximus
MMS
$2.94B
$206K ﹤0.01%
3,656
+3,113
+573% +$188K
BCS.PR.CL
1561
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$206K ﹤0.01%
7,977
– –
LYG icon
1562
Lloyds Banking Group
LYG
$90B
$205K ﹤0.01%
47,126
+9,061
+24% +$41.1K
AVT icon
1563
Avnet
AVT
$7.87B
$204K ﹤0.01%
4,776
+1,539
+48% +$69.2K
PST icon
1564
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
$204K ﹤0.01%
8,798
+6,808
+342% +$157K
TGNA
1565
DELISTED
TEGNA Inc
TGNA
$204K ﹤0.01%
12,472
+1,822
+17% +$30.8K
RSX
1566
DELISTED
VanEck Russia ETF
RSX
$204K ﹤0.01%
13,928
+2,931
+27% +$47.9K
HPF
1567
John Hancock Preferred Income Fund II
HPF
$345M
$203K ﹤0.01%
10,352
-365
-3% -$7.07K
MSGS icon
1568
Madison Square Garden
MSGS
$9.94B
$203K ﹤0.01%
1,782
-2,812
-61% -$339K
TLTE icon
1569
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$352M
$203K ﹤0.01%
4,863
+1,637
+51% +$72K
SCHE icon
1570
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$202K ﹤0.01%
10,346
+1,857
+22% +$38.9K
TIPZ icon
1571
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.5M
$202K ﹤0.01%
3,661
-208
-5% -$11.6K
TSL
1572
DELISTED
Trina Solar Limited
TSL
$202K ﹤0.01%
18,304
+703
+4% +$7.24K
GG
1573
DELISTED
Goldcorp Inc
GG
$202K ﹤0.01%
17,410
-1,952
-10% -$24.8K
DRN icon
1574
Direxion Daily Real Estate Bull 3X ETF
DRN
$45M
$201K ﹤0.01%
10,636
-3,436
-24% -$62K
ETY icon
1575
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.36B
$200K ﹤0.01%
17,900
+1,995
+13% +$22.4K
61 62
63
64 65

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.