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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNL icon
1551
Travel + Leisure Co
TNL
$4.58B
$179K ﹤0.01%
5,504
-25,003
-82% -$898K
TOL icon
1552
Toll Brothers
TOL
$14B
$179K ﹤0.01%
5,143
+341
+7% +$12.9K
WOOD icon
1553
iShares Global Timber & Forestry ETF
WOOD
$269M
$179K ﹤0.01%
4,028
-196
-5% -$9.7K
WGL
1554
DELISTED
Wgl Holdings
WGL
$179K ﹤0.01%
3,127
– –
BTZ icon
1555
BlackRock Credit Allocation Income Trust
BTZ
$963M
$178K ﹤0.01%
14,679
-1,340
-8% -$16.6K
MUA icon
1556
BlackRock MuniAssets Fund
MUA
$527M
$178K ﹤0.01%
13,156
+651
+5% +$8.89K
NRIM icon
1557
Northrim BanCorp
NRIM
$601M
$178K ﹤0.01%
24,636
-4,016
-14% -$26.8K
PSLV icon
1558
Sprott Physical Silver Trust
PSLV
$13.3B
$178K ﹤0.01%
31,339
-34,715
-53% -$201K
QUAL icon
1559
iShares MSCI USA Quality Factor ETF
QUAL
$48.4B
$178K ﹤0.01%
2,942
+2,296
+355% +$145K
AGU
1560
DELISTED
Agrium
AGU
$178K ﹤0.01%
1,995
-181
-8% -$18.3K
DXGE
1561
DELISTED
WisdomTree Germany Hedged Equity Fund
DXGE
$178K ﹤0.01%
6,993
-1,155
-14% -$32K
JDD
1562
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$178K ﹤0.01%
17,247
-1,948
-10% -$21.7K
HUN icon
1563
Huntsman Corp
HUN
$1.81B
$177K ﹤0.01%
18,158
+744
+4% +$12.8K
LDP icon
1564
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
$177K ﹤0.01%
7,907
-74
-0.9% -$1.72K
FIT
1565
DELISTED
Fitbit, Inc. Class A common stock
FIT
$177K ﹤0.01%
4,704
+684
+17% +$27.9K
PXH icon
1566
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$176K ﹤0.01%
12,208
+11,450
+1,511% +$188K
QTEC icon
1567
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.92B
$176K ﹤0.01%
4,472
+132
+3% +$5.42K
RGLD icon
1568
Royal Gold
RGLD
$19.1B
$176K ﹤0.01%
3,760
+445
+13% +$22.9K
LSI
1569
DELISTED
Life Storage, Inc.
LSI
$176K ﹤0.01%
2,799
-528
-16% -$32.7K
VAR
1570
DELISTED
Varian Medical Systems, Inc.
VAR
$176K ﹤0.01%
2,713
-1,827
-40% -$133K
BHK icon
1571
BlackRock Core Bond Trust
BHK
$661M
$175K ﹤0.01%
13,559
-466
-3% -$5.94K
LYG icon
1572
Lloyds Banking Group
LYG
$90B
$175K ﹤0.01%
38,065
+5,695
+18% +$28.5K
USIG icon
1573
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$175K ﹤0.01%
3,232
-676
-17% -$36.6K
CEM
1574
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$175K ﹤0.01%
2,002
+46
+2% +$4.95K
RESP
1575
DELISTED
WisdomTree U.S. ESG Fund
RESP
$175K ﹤0.01%
7,773
+30
+0.4% +$716
61 62
63
64 65

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.