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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXE icon
1551
Invesco Energy Exploration & Production ETF
PXE
$85.7M
$168K ﹤0.01%
6,081
+130
+2% +$3.86K
XOP icon
1552
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.69B
$168K ﹤0.01%
878
+125
+17% +$27.8K
NTT
1553
DELISTED
Nippon Telegraph & Telephone
NTT
$168K ﹤0.01%
6,532
+2,612
+67% +$73.4K
OIL
1554
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$168K ﹤0.01%
13,408
+9,899
+282% +$176K
AFG icon
1555
American Financial Group
AFG
$12.1B
$167K ﹤0.01%
2,742
+755
+38% +$44.9K
CMF icon
1556
iShares California Muni Bond ETF
CMF
$4.63B
$167K ﹤0.01%
2,828
– –
FRT icon
1557
Federal Realty Investment Trust
FRT
$10.3B
$167K ﹤0.01%
1,252
+682
+120% +$88.5K
HBAN icon
1558
Huntington Bancshares
HBAN
$35.9B
$167K ﹤0.01%
15,902
+1,623
+11% +$16.2K
WFC.PRL icon
1559
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$167K ﹤0.01%
137
+31
+29% +$37.5K
DBD
1560
DELISTED
Diebold Nixdorf Incorporated
DBD
$167K ﹤0.01%
4,892
+3,503
+252% +$124K
GXP
1561
DELISTED
Great Plains Energy Incorporated
GXP
$167K ﹤0.01%
5,889
+495
+9% +$13.1K
FMER
1562
DELISTED
FIRSTMERIT CORP
FMER
$167K ﹤0.01%
8,857
+1,112
+14% +$20K
CODI icon
1563
Compass Diversified
CODI
$924M
$166K ﹤0.01%
10,195
+824
+9% +$14.3K
MXI icon
1564
iShares Global Materials ETF
MXI
$356M
$166K ﹤0.01%
2,967
+725
+32% +$41.6K
NVR icon
1565
NVR
NVR
$17B
$166K ﹤0.01%
130
-2
-2% -$2.42K
UHS icon
1566
Universal Health Services
UHS
$10.1B
$166K ﹤0.01%
1,505
+10
+0.7% +$1.05K
WYNN icon
1567
Wynn Resorts
WYNN
$10.5B
$166K ﹤0.01%
1,115
-13
-1% -$2.23K
NBL
1568
DELISTED
Noble Energy, Inc.
NBL
$166K ﹤0.01%
3,503
-663
-16% -$35.9K
MES
1569
DELISTED
VANECK VECTORS GULF STATES INDEX ETF
MES
$166K ﹤0.01%
+6,300
New +$192K
BCC icon
1570
Boise Cascade
BCC
$2.94B
$165K ﹤0.01%
4,435
+3,707
+509% +$128K
POWR
1571
iShares U.S. Power Infrastructure ETF
POWR
$464M
$165K ﹤0.01%
7,646
+7,080
+1,251% +$164K
WST icon
1572
West Pharmaceutical
WST
$24.4B
$165K ﹤0.01%
3,082
+52
+2% +$2.6K
XLKS
1573
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$165K ﹤0.01%
3,276
+860
+36% +$43.3K
CHRD icon
1574
Chord Energy
CHRD
$7.35B
$164K ﹤0.01%
9,880
+829
+9% +$20.6K
HMC icon
1575
Honda
HMC
$40.5B
$164K ﹤0.01%
5,548
+3,923
+241% +$122K
61 62
63
64 65

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.