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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIX
1526
Western Asset High Income Fund II
HIX
$355M
$460K 0.01%
63,806
+9,569
+18% +$68.9K
DATA
1527
DELISTED
Tableau Software, Inc.
DATA
$460K 0.01%
6,145
+433
+8% +$30.1K
BHK icon
1528
BlackRock Core Bond Trust
BHK
$664M
$459K 0.01%
32,613
+680
+2% +$9.51K
MGEE icon
1529
MGE Energy Inc
MGEE
$3.04B
$459K 0.01%
7,118
+398
+6% +$25.8K
HOLX
1530
DELISTED
Hologic
HOLX
$458K 0.01%
12,487
+4,984
+66% +$201K
LIT icon
1531
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$458K 0.01%
12,243
+5,372
+78% +$177K
NWL icon
1532
Newell Brands
NWL
$2.51B
$458K 0.01%
10,738
-2,722
-20% -$133K
FAB icon
1533
First Trust Multi Cap Value AlphaDEX Fund
FAB
$176M
$457K 0.01%
8,528
-198
-2% -$10.3K
FTQI icon
1534
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$938M
$456K ﹤0.01%
20,388
+105
+0.5% +$2.29K
CMBT
1535
CMB.TECH NV
CMBT
$4.67B
$456K ﹤0.01%
56,300
– –
SNLN
1536
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$456K ﹤0.01%
24,893
-1,291
-5% -$23.7K
EIM
1537
Eaton Vance Municipal Bond Fund
EIM
$499M
$455K ﹤0.01%
35,908
+1,393
+4% +$17.9K
MUS
1538
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$453K ﹤0.01%
33,284
+9,887
+42% +$137K
BGT icon
1539
BlackRock Floating Rate Income Trust
BGT
$328M
$452K ﹤0.01%
32,014
-2,388
-7% -$33K
VONG icon
1540
Vanguard Russell 1000 Growth ETF
VONG
$45.6B
$452K ﹤0.01%
14,104
+452
+3% +$14.2K
MYD
1541
DELISTED
BlackRock MuniYield Fund
MYD
$451K ﹤0.01%
29,964
+4,869
+19% +$74.7K
VLUE icon
1542
iShares MSCI USA Value Factor ETF
VLUE
$9.46B
$451K ﹤0.01%
5,838
+4,256
+269% +$320K
STEW
1543
SRH Total Return Fund
STEW
$1.82B
$450K ﹤0.01%
44,084
-7,040
-14% -$70K
DXCM icon
1544
DexCom
DXCM
$33.1B
$449K ﹤0.01%
36,796
+3,336
+10% +$59K
IEP icon
1545
Icahn Enterprises
IEP
$5.28B
$448K ﹤0.01%
8,165
-405
-5% -$21.3K
GCC icon
1546
WisdomTree Enhanced Commodity Strategy Fund
GCC
$281M
$447K ﹤0.01%
23,871
-113
-0.5% -$2.13K
GGG icon
1547
Graco
GGG
$13.5B
$446K ﹤0.01%
10,809
+2,061
+24% +$78.5K
MAT icon
1548
Mattel
MAT
$4.21B
$446K ﹤0.01%
28,839
-26,707
-48% -$477K
BBHY icon
1549
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$617M
$444K ﹤0.01%
8,582
+2,214
+35% +$114K
DSM
1550
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$444K ﹤0.01%
52,344
+2,826
+6% +$24.4K
60 61
62
63 64

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.