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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDIV icon
1526
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.41B
$279K ﹤0.01%
8,511
+471
+6% +$15.5K
SPTL icon
1527
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$279K ﹤0.01%
7,034
+3,536
+101% +$141K
TRN icon
1528
Trinity Industries
TRN
$2.34B
$279K ﹤0.01%
16,026
-657
-4% -$10.8K
AMBA icon
1529
Ambarella
AMBA
$3.6B
$278K ﹤0.01%
3,775
-1,374
-27% -$86.1K
GEN icon
1530
Gen Digital
GEN
$17.7B
$278K ﹤0.01%
11,028
+3,868
+54% +$88K
PMT
1531
PennyMac Mortgage Investment
PMT
$828M
$278K ﹤0.01%
17,858
+339
+2% +$5.29K
IYG icon
1532
iShares US Financial Services ETF
IYG
$2.24B
$277K ﹤0.01%
9,456
-3,207
-25% -$92.3K
FLRT icon
1533
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$670M
$276K ﹤0.01%
+5,574
New +$275K
RMD icon
1534
ResMed
RMD
$32.9B
$276K ﹤0.01%
4,270
+2,046
+92% +$136K
BOE icon
1535
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$275K ﹤0.01%
22,525
+995
+5% +$12K
CHMI
1536
Cherry Hill Mortgage Investment Corp
CHMI
$108M
$275K ﹤0.01%
16,075
– –
VXZ
1537
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$275K ﹤0.01%
7,071
+549
+8% +$21.8K
CFG icon
1538
Citizens Financial Group
CFG
$31.2B
$274K ﹤0.01%
11,128
+5,137
+86% +$118K
CNOB icon
1539
Center Bancorp
CNOB
$1.81B
$274K ﹤0.01%
15,170
– –
TXRH icon
1540
Texas Roadhouse
TXRH
$13.6B
$273K ﹤0.01%
7,009
+2,475
+55% +$111K
AXS icon
1541
AXIS Capital
AXS
$7.3B
$272K ﹤0.01%
4,977
-558
-10% -$30.8K
DINO icon
1542
HF Sinclair
DINO
$16.3B
$272K ﹤0.01%
11,033
+3,524
+47% +$88.6K
MFA
1543
MFA Financial
MFA
$931M
$272K ﹤0.01%
9,158
+208
+2% +$6.31K
RSG icon
1544
Republic Services
RSG
$65.9B
$272K ﹤0.01%
5,392
-1,531
-22% -$78.5K
USA icon
1545
Liberty All-Star Equity Fund
USA
$1.87B
$272K ﹤0.01%
52,492
+265
+0.5% +$1.36K
BGY icon
1546
BlackRock Enhanced International Dividend Trust
BGY
$536M
$271K ﹤0.01%
45,811
+3,899
+9% +$22.9K
SRPT icon
1547
Sarepta Therapeutics
SRPT
$1.95B
$271K ﹤0.01%
4,404
-488
-10% -$14.8K
ARII
1548
DELISTED
American Railcar Industries, Inc.
ARII
$271K ﹤0.01%
6,545
+200
+3% +$8.15K
IBDM
1549
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$271K ﹤0.01%
10,711
+8,578
+402% +$217K
EOD
1550
Allspring Global Dividend Opportunity Fund
EOD
$289M
$270K ﹤0.01%
46,563
-4,644
-9% -$27.7K
60 61
62
63 64

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.