We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKS
1526
DELISTED
AK Steel Holding Corp
AKS
$188K ﹤0.01%
79,133
+13,733
+21% +$40K
BCV
1527
Bancroft Fund
BCV
$144M
$187K ﹤0.01%
9,983
+1,067
+12% +$21.6K
EELV icon
1528
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$422M
$187K ﹤0.01%
8,909
-115
-1% -$2.62K
ISHG icon
1529
iShares 1-3 Year International Treasury Bond ETF
ISHG
$826M
$187K ﹤0.01%
2,355
-1,080
-31% -$85.5K
RBS.PRS.CL
1530
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$187K ﹤0.01%
7,447
– –
CASC
1531
DELISTED
Cascadian Therapeutics, Inc.
CASC
$187K ﹤0.01%
11,389
+2,079
+22% +$42.6K
HEFA icon
1532
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.81B
$186K ﹤0.01%
7,561
-6,076
-45% -$160K
NCA icon
1533
Nuveen California Municipal Value Fund
NCA
$304M
$186K ﹤0.01%
17,645
+5,031
+40% +$52.1K
RMTI icon
1534
Rockwell Medical
RMTI
$30.9M
$186K ﹤0.01%
230
-2
-0.9% -$2.9K
AXS icon
1535
AXIS Capital
AXS
$7.3B
$185K ﹤0.01%
3,457
-100
-3% -$5.55K
ILF icon
1536
iShares Latin America 40 ETF
ILF
$3.69B
$185K ﹤0.01%
8,177
-1,034
-11% -$26.6K
GXP
1537
DELISTED
Great Plains Energy Incorporated
GXP
$185K ﹤0.01%
6,860
+1,605
+31% +$41K
IYM icon
1538
iShares US Basic Materials ETF
IYM
$1.01B
$184K ﹤0.01%
2,846
-10,496
-79% -$762K
USCR
1539
DELISTED
U S Concrete, Inc.
USCR
$184K ﹤0.01%
3,849
+3,829
+19,145% +$181K
BGC icon
1540
BGC Group
BGC
$5.2B
$182K ﹤0.01%
34,397
– –
POR icon
1541
Portland General Electric
POR
$5.92B
$182K ﹤0.01%
4,942
-1,285
-21% -$45.3K
NID
1542
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$182K ﹤0.01%
14,731
– –
PWY
1543
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
$182K ﹤0.01%
7,982
+2,255
+39% +$51.4K
PPA icon
1544
Invesco Aerospace & Defense ETF
PPA
$8.68B
$181K ﹤0.01%
5,526
+2
+0% +$70
BNO icon
1545
United States Brent Oil Fund
BNO
$771M
$180K ﹤0.01%
10,825
+8,450
+356% +$151K
CODI icon
1546
Compass Diversified
CODI
$924M
$180K ﹤0.01%
11,099
-92
-0.8% -$1.52K
EFT
1547
Eaton Vance Floating-Rate Income Trust
EFT
$290M
$180K ﹤0.01%
13,645
+10,000
+274% +$137K
TFCFA
1548
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$180K ﹤0.01%
6,673
-1,231
-16% -$36.8K
FFWM
1549
DELISTED
First Foundation Inc
FFWM
$179K ﹤0.01%
15,744
– –
NKSH icon
1550
National Bankshares
NKSH
$272M
$179K ﹤0.01%
5,750
+373
+7% +$11.5K
60 61
62
63 64

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.