We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKHY icon
1526
Jack Henry & Associates
JKHY
$10.8B
$90K ﹤0.01%
1,514
+72
+5% +$4.01K
SLYG icon
1527
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$90K ﹤0.01%
2,020
– –
BNDX icon
1528
Vanguard Total International Bond ETF
BNDX
$82.9B
$89K ﹤0.01%
1,793
+1,703
+1,892% +$84.9K
CCEP icon
1529
Coca-Cola Europacific Partners
CCEP
$47.1B
$89K ﹤0.01%
2,027
+150
+8% +$6.26K
FOF icon
1530
Cohen & Steers Closed End Opportunity Fund
FOF
$382M
$89K ﹤0.01%
7,053
+42
+0.6% +$522
IDXX icon
1531
Idexx Laboratories
IDXX
$45.2B
$89K ﹤0.01%
1,684
-196
-10% -$10.3K
WSM icon
1532
Williams-Sonoma
WSM
$28.9B
$89K ﹤0.01%
3,038
+184
+6% +$5.14K
X
1533
DELISTED
US Steel
X
$89K ﹤0.01%
3,009
+401
+15% +$10.3K
ZNGA
1534
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$89K ﹤0.01%
23,519
-5,000
-18% -$19.4K
PNY
1535
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$89K ﹤0.01%
2,677
+23
+0.9% +$760
EHI
1536
Western Asset Global High Income Fund
EHI
$178M
$88K ﹤0.01%
7,200
– –
MNKD icon
1537
MannKind Corp
MNKD
$1.25B
$88K ﹤0.01%
3,395
+465
+16% +$11.8K
UDR icon
1538
UDR
UDR
$11.9B
$88K ﹤0.01%
3,756
-877
-19% -$21K
MZOR
1539
DELISTED
Mazor Robotics Ltd.
MZOR
$88K ﹤0.01%
4,500
+3,000
+200% +$55.1K
SVU
1540
DELISTED
SUPERVALU Inc.
SVU
$88K ﹤0.01%
1,729
-13
-0.7% -$641
POWR
1541
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$88K ﹤0.01%
5,100
-175
-3% -$3K
ADT
1542
DELISTED
ADT Corp
ADT
$88K ﹤0.01%
2,190
-856
-28% -$35.2K
VE
1543
DELISTED
VEOLIA ENVIRONNEMENT
VE
$88K ﹤0.01%
5,355
+298
+6% +$5K
AES.PRC.CL
1544
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$88K ﹤0.01%
1,751
– –
FBG
1545
DELISTED
UBS AG LONDON BRH FISHER ENHANCED BIG CAP GROWTH ETN
FBG
$88K ﹤0.01%
1,920
– –
EMD
1546
Western Asset Emerging Markets Debt Fund
EMD
$609M
$87K ﹤0.01%
5,059
+1,014
+25% +$17.6K
FMY
1547
First Trust Mortgage Income Fund
FMY
$49.3M
$87K ﹤0.01%
5,600
-200
-3% -$3.12K
UBNK
1548
DELISTED
UNITIED FINANCIAL BANCORP INC
UBNK
$87K ﹤0.01%
4,584
-1,000
-18% -$17.6K
FL
1549
DELISTED
Foot Locker
FL
$86K ﹤0.01%
2,095
+113
+6% +$4.14K
GNT
1550
GAMCO Natural Resources, Gold & Income Trust
GNT
$151M
$86K ﹤0.01%
8,616
-15,351
-64% -$163K
60 61
62
63 64

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.