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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSM
1526
DELISTED
Nationstar Mortgage Holdings
NSM
$79K ﹤0.01%
1,417
+18
+1% +$877
CSE
1527
DELISTED
CAPITALSOURCE INC
CSE
$79K ﹤0.01%
6,510
+2,377
+58% +$26.9K
APFC
1528
DELISTED
AMERICAN PACIFIC CORP
APFC
$79K ﹤0.01%
+1,448
New +$61.1K
PATH
1529
DELISTED
NUPATHE INC COM STK
PATH
$79K ﹤0.01%
32,782
– –
RESI
1530
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$79K ﹤0.01%
+3,425
New +$65.9K
OLN icon
1531
Olin
OLN
$2.17B
$78K ﹤0.01%
3,385
+315
+10% +$7.45K
PZI
1532
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$78K ﹤0.01%
5,021
+4,700
+1,464% +$70.7K
CTRX
1533
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$78K ﹤0.01%
1,698
+232
+16% +$12.3K
CCEP icon
1534
Coca-Cola Europacific Partners
CCEP
$47.2B
$77K ﹤0.01%
1,877
+151
+9% +$5.75K
FOSL icon
1535
Fossil Group
FOSL
$309M
$77K ﹤0.01%
646
+13
+2% +$1.49K
NUS icon
1536
Nu Skin
NUS
$238M
$77K ﹤0.01%
763
-2,236
-75% -$190K
PRI icon
1537
Primerica
PRI
$9.57B
$77K ﹤0.01%
1,914
+6
+0.3% +$238
RJA
1538
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$77K ﹤0.01%
9,382
+2,212
+31% +$18.4K
XEC
1539
DELISTED
CIMAREX ENERGY CO
XEC
$77K ﹤0.01%
788
+240
+44% +$19.4K
BCS.PR.CL
1540
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$77K ﹤0.01%
3,170
-50
-2% -$1.23K
TYN
1541
DELISTED
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
$77K ﹤0.01%
2,900
– –
INFY icon
1542
Infosys
INFY
$50.1B
$76K ﹤0.01%
12,712
+1,776
+16% +$10.5K
MD icon
1543
Pediatrix Medical
MD
$2.12B
$76K ﹤0.01%
1,464
+200
+16% +$9.76K
PPA icon
1544
Invesco Aerospace & Defense ETF
PPA
$8.71B
$76K ﹤0.01%
+2,763
New +$74.1K
SLYV icon
1545
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.07B
$76K ﹤0.01%
1,558
– –
STIP icon
1546
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$76K ﹤0.01%
749
– –
ARRY
1547
DELISTED
Array Biopharma Inc
ARRY
$76K ﹤0.01%
12,242
+2,242
+22% +$13.3K
BSCF
1548
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$76K ﹤0.01%
3,459
+229
+7% +$4.99K
AGO icon
1549
Assured Guaranty
AGO
$3.32B
$75K ﹤0.01%
4,000
– –
BCS icon
1550
Barclays
BCS
$94.2B
$75K ﹤0.01%
4,900
+493
+11% +$7.71K
60 61
62
63 64

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.