We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIX
1501
DELISTED
Six Flags Entertainment Corp.
SIX
$480K 0.01%
7,882
-512
-6% -$28.7K
RIG icon
1502
Transocean
RIG
$6.39B
$479K 0.01%
44,901
+1,148
+3% +$9.89K
SVXY icon
1503
ProShares Short VIX Short-Term Futures ETF
SVXY
$230M
$478K 0.01%
2,550
-1,050
-29% -$176K
TAP icon
1504
Molson Coors Class B
TAP
$7.93B
$478K 0.01%
5,855
-220
-4% -$19.4K
LSI
1505
DELISTED
Life Storage, Inc.
LSI
$478K 0.01%
8,816
+5,226
+146% +$262K
PBCT
1506
DELISTED
People's United Financial Inc
PBCT
$478K 0.01%
26,409
+9,641
+57% +$166K
AWR icon
1507
American States Water
AWR
$3.43B
$477K 0.01%
9,689
+2,217
+30% +$109K
IHF icon
1508
iShares US Healthcare Providers ETF
IHF
$1.27B
$476K 0.01%
16,065
-4,390
-21% -$129K
BKH icon
1509
Black Hills Corp
BKH
$5.62B
$475K 0.01%
6,904
+701
+11% +$48.7K
HII icon
1510
Huntington Ingalls Industries
HII
$13B
$474K 0.01%
2,093
+566
+37% +$118K
WTRE icon
1511
WisdomTree New Economy Real Estate Fund
WTRE
$15.5M
$473K 0.01%
14,948
+510
+4% +$15.8K
FENY icon
1512
Fidelity MSCI Energy Index ETF
FENY
$2.03B
$472K 0.01%
24,897
+7,185
+41% +$129K
GQRE icon
1513
FlexShares Global Quality Real Estate Index Fund
GQRE
$418M
$472K 0.01%
7,640
+181
+2% +$11.1K
ZION icon
1514
Zions Bancorporation
ZION
$10.3B
$471K 0.01%
9,980
-369
-4% -$16.4K
HCAP
1515
DELISTED
Harvest Capital Credit Corporation
HCAP
$471K 0.01%
35,214
+6,282
+22% +$85K
JHS
1516
John Hancock Income Securities Trust
JHS
$127M
$469K 0.01%
31,563
+18,333
+139% +$270K
KTF
1517
DWS Municipal Income Trust
KTF
$352M
$469K 0.01%
36,903
+9,624
+35% +$126K
JMLP
1518
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$469K 0.01%
52,693
+3,070
+6% +$26.8K
BMO icon
1519
Bank of Montreal
BMO
$127B
$467K 0.01%
6,180
-1,001
-14% -$74.7K
FXA icon
1520
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$467K 0.01%
5,965
-236
-4% -$18.6K
MIE
1521
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$467K 0.01%
44,720
-232
-0.5% -$2.42K
CONE
1522
DELISTED
CyrusOne Inc Common Stock
CONE
$465K 0.01%
7,885
+2,083
+36% +$124K
AFT
1523
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$464K 0.01%
27,734
+4,201
+18% +$70.7K
NRO
1524
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$462K 0.01%
86,291
+54,754
+174% +$286K
FOF icon
1525
Cohen & Steers Closed End Opportunity Fund
FOF
$382M
$460K 0.01%
34,892
-827
-2% -$10.8K
59 60
61
62 63

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.