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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
(+6.6%)
Cap. Flow
+$257M
Cap. Flow
% of AUM
3.85%
Top 10 Holdings %
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$65.5M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$39.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$39.7M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$38.9M |
| 5 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$18.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$72.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$37.9M |
| 3 |
iShares S&P 500 Value ETF
IVE
|
+$19.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$19M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$18.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.3% |
| 2 | Financials | 5.29% |
| 3 | Technology | 5.07% |
| 4 | Industrials | 5.07% |
| 5 | Healthcare | 4.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
iShares US Aerospace & Defense ETF
ITA
$14.9B
| $291K | ﹤0.01% |
4,504
+38
| +0.9% | +$2.46K |
|
1502
Jack Henry & Associates
JKHY
$11.1B
| $291K | ﹤0.01% |
3,403
+488
| +17% | +$42.8K |
|
|
NID
1503
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $291K | ﹤0.01% |
21,000
+1,500
| +8% | +$21.1K |
|
|
ASRT
1504
DELISTED
Assertio
ASRT
| $290K | ﹤0.01% |
194
-12
| -6% | -$15.1K |
|
1505
MidCap Financial Investment
MFIC
$811M
| $289K | ﹤0.01% |
16,582
-718
| -4% | -$12.6K |
|
1506
NBT Bancorp
NBTB
$2.79B
| $289K | ﹤0.01% |
8,852
+1,056
| +14% | +$32.7K |
|
1507
Rayonier
RYN
$6.54B
| $289K | ﹤0.01% |
11,998
-226
| -2% | -$5.52K |
|
|
SCD
1508
LMP Capital and Income Fund
SCD
$363M
| $289K | ﹤0.01% |
21,245
-8,837
| -29% | -$121K |
|
1509
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.8M
| $287K | ﹤0.01% |
2,262
+2,092
| +1,231% | +$268K |
|
|
IIF
1510
Morgan Stanley India Investment Fund
IIF
$219M
| $287K | ﹤0.01% |
10,100
+9,000
| +818% | +$254K |
|
1511
KLA
KLAC
$274B
| $287K | ﹤0.01% |
41,110
+130
| +0.3% | +$936 |
|
1512
MGIC Investment
MTG
$6.33B
| $286K | ﹤0.01% |
35,689
+4,747
| +15% | +$35.3K |
|
1513
PBF Energy
PBF
$8.81B
| $286K | ﹤0.01% |
12,592
+11,848
| +1,592% | +$266K |
|
|
SVVC
1514
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
| $285K | ﹤0.01% |
36,403
+600
| +2% | +$4.34K |
|
|
HW
1515
DELISTED
Headwaters Inc
HW
| $285K | ﹤0.01% |
16,860
-100
| -0.6% | -$1.84K |
|
|
BCR
1516
DELISTED
CR Bard Inc.
BCR
| $285K | ﹤0.01% |
1,271
+788
| +163% | +$177K |
|
1517
Acuity Brands
AYI
$10.8B
| $284K | ﹤0.01% |
1,080
-46
| -4% | -$12.2K |
|
1518
Community Bank
CBU
$3.46B
| $284K | ﹤0.01% |
5,914
+377
| +7% | +$17K |
|
1519
Flex
FLEX
$45.9B
| $284K | ﹤0.01% |
27,531
+483
| +2% | +$4.69K |
|
|
KMF
1520
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
| $284K | ﹤0.01% |
17,909
-88
| -0.5% | -$1.27K |
|
|
NZH
1521
DELISTED
Nuveen Calif Div
NZH
| $284K | ﹤0.01% |
18,458
+50
| +0.3% | +$783 |
|
1522
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$361M
| $282K | ﹤0.01% |
11,295
+75
| +0.7% | +$1.89K |
|
1523
Core Laboratories
CLB
$569M
| $281K | ﹤0.01% |
2,499
+209
| +9% | +$24.1K |
|
|
HA
1524
DELISTED
Hawaiian Holdings, Inc.
HA
| $280K | ﹤0.01% |
5,755
-442
| -7% | -$20.1K |
|
1525
Accuray
ARAY
$32.9M
| $279K | ﹤0.01% |
+43,848
| New | +$239K |
|
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
- Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
- Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
- Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.