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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFH icon
1501
Bread Financial
BFH
$4.51B
$194K ﹤0.01%
937
-3,212
-77% -$694K
CIM
1502
Chimera Investment
CIM
$993M
$194K ﹤0.01%
4,827
-709
-13% -$29.9K
GLDD
1503
DELISTED
Great Lakes Dredge & Dock
GLDD
$194K ﹤0.01%
38,500
-1,500
-4% -$8.22K
ORA icon
1504
Ormat Technologies
ORA
$6.98B
$194K ﹤0.01%
5,708
-430
-7% -$15.9K
RSPM icon
1505
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$194K ﹤0.01%
13,245
-11,115
-46% -$178K
BBBY
1506
DELISTED
Bed Bath & Beyond Inc
BBBY
$194K ﹤0.01%
3,404
-1,217
-26% -$77.6K
BRKL
1507
DELISTED
Brookline Bancorp
BRKL
$193K ﹤0.01%
18,998
+16,200
+579% +$176K
PFIG icon
1508
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$193K ﹤0.01%
7,672
+493
+7% +$12.5K
VIOG icon
1509
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.13B
$193K ﹤0.01%
3,744
-688
-16% -$37.8K
SIAL
1510
DELISTED
SIGMA - ALDRICH CORP
SIAL
$193K ﹤0.01%
1,387
-3,100
-69% -$432K
EWU icon
1511
iShares MSCI United Kingdom ETF
EWU
$4.13B
$192K ﹤0.01%
5,895
-1,146
-16% -$40.4K
RHI icon
1512
Robert Half
RHI
$4.48B
$192K ﹤0.01%
3,733
-1,268
-25% -$68.2K
LUX
1513
DELISTED
Luxottica Group
LUX
$192K ﹤0.01%
2,772
+296
+12% +$20.5K
TW
1514
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$192K ﹤0.01%
1,637
-487
-23% -$60.3K
NIE
1515
Virtus Equity & Convertible Income Fund
NIE
$741M
$191K ﹤0.01%
11,071
-266
-2% -$4.94K
CAMP
1516
DELISTED
CalAmp Corp.
CAMP
$191K ﹤0.01%
517
+5
+1% +$1.97K
ABMD
1517
DELISTED
Abiomed Inc
ABMD
$191K ﹤0.01%
2,055
+1,130
+122% +$99.6K
PRXL
1518
DELISTED
Parexel International Corp
PRXL
$191K ﹤0.01%
3,094
+494
+19% +$33.2K
CEN
1519
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$190K ﹤0.01%
1,632
+138
+9% +$19.4K
EXAS
1520
DELISTED
Exact Sciences
EXAS
$189K ﹤0.01%
10,394
+1,013
+11% +$23.3K
QVCGA
1521
DELISTED
QVC Group Inc Series A
QVCGA
$189K ﹤0.01%
147
+22
+18% +$30.1K
FLO icon
1522
Flowers Foods
FLO
$1.6B
$188K ﹤0.01%
7,451
+4,145
+125% +$94.1K
NWN icon
1523
Northwest Natural Holdings
NWN
$2.14B
$188K ﹤0.01%
4,095
+816
+25% +$35.9K
PAI
1524
Western Asset Investment Grade Income Fund
PAI
$114M
$188K ﹤0.01%
14,231
– –
VCLT icon
1525
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$188K ﹤0.01%
2,193
-142
-6% -$12.2K
59 60
61
62 63

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.