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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEAR icon
1501
iShares Short Maturity Bond ETF
NEAR
$4.88B
$181K ﹤0.01%
+3,622
New +$182K
RSPS icon
1502
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$248M
$181K ﹤0.01%
8,675
+15
+0.2% +$305
SVC
1503
Service Properties Trust
SVC
$1.06B
$181K ﹤0.01%
1,176
+497
+73% +$73.3K
TEI
1504
Templeton Emerging Markets Income Fund
TEI
$321M
$181K ﹤0.01%
15,903
-10,814
-40% -$133K
CRH icon
1505
CRH
CRH
$65B
$180K ﹤0.01%
7,477
+7,156
+2,229% +$162K
TXNM
1506
TXNM Energy Inc
TXNM
$5.91B
$180K ﹤0.01%
6,068
+5,953
+5,177% +$169K
NRP icon
1507
Natural Resource Partners
NRP
$1.36B
$179K ﹤0.01%
1,940
+342
+21% +$39.5K
BCS.PR.CL
1508
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$179K ﹤0.01%
7,013
+1,225
+21% +$31.2K
FDO
1509
DELISTED
FAMILY DOLLAR STORES
FDO
$179K ﹤0.01%
2,273
+610
+37% +$47.9K
FONE
1510
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$179K ﹤0.01%
4,681
+2,138
+84% +$79.1K
NMFC icon
1511
New Mountain Finance
NMFC
$736M
$178K ﹤0.01%
11,926
+727
+6% +$10.7K
SKYY icon
1512
First Trust Cloud Computing ETF
SKYY
$3.38B
$178K ﹤0.01%
6,252
-798
-11% -$22K
SWN
1513
DELISTED
Southwestern Energy Company
SWN
$177K ﹤0.01%
6,496
-2,665
-29% -$85.6K
EDD
1514
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$374M
$176K ﹤0.01%
16,357
-3,167
-16% -$35.8K
FDT icon
1515
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$176K ﹤0.01%
3,716
+205
+6% +$9.83K
MMU
1516
Western Asset Managed Municipals Fund
MMU
$558M
$176K ﹤0.01%
12,914
+10,628
+465% +$143K
SYF icon
1517
Synchrony
SYF
$26.1B
$176K ﹤0.01%
5,900
– –
VLY icon
1518
Valley National Bancorp
VLY
$8.3B
$176K ﹤0.01%
18,093
+1,353
+8% +$13.1K
BQH
1519
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$176K ﹤0.01%
12,301
– –
TYPE
1520
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$176K ﹤0.01%
6,124
+4,015
+190% +$113K
AXON
1521
Axon Enterprise
AXON
$50B
$175K ﹤0.01%
6,600
+5,000
+313% +$98.6K
FDD icon
1522
First Trust STOXX European Select Dividend Income Fund
FDD
$909M
$175K ﹤0.01%
13,361
+361
+3% +$4.77K
INCY icon
1523
Incyte
INCY
$24.4B
$175K ﹤0.01%
2,381
+176
+8% +$11.5K
ITB icon
1524
iShares US Home Construction ETF
ITB
$2.37B
$175K ﹤0.01%
6,766
+2,835
+72% +$69.2K
JQC icon
1525
Nuveen Credit Strategies Income Fund
JQC
$715M
$175K ﹤0.01%
19,989
+4,655
+30% +$40.8K
59 60
61
62 63

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.