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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
1501
Hercules Capital
HTGC
$3.12B
$96K ﹤0.01%
5,865
+1,399
+31% +$22.6K
NBN icon
1502
Northeast Bank
NBN
$1.15B
$96K ﹤0.01%
+10,000
New +$97.9K
VCR icon
1503
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$96K ﹤0.01%
889
-22
-2% -$2.27K
RRC icon
1504
Range Resources
RRC
$9.5B
$95K ﹤0.01%
1,144
+5
+0.4% +$389
NUC
1505
DELISTED
NUVEEN CALIF QUAL INCM MUNI FD
NUC
$95K ﹤0.01%
6,600
– –
INFY icon
1506
Infosys
INFY
$51B
$94K ﹤0.01%
13,256
+544
+4% +$3.66K
BCIC
1507
BCP Investment Corp
BCIC
$96M
$94K ﹤0.01%
1,167
+1,112
+2,022% +$92.8K
DUC
1508
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$94K ﹤0.01%
9,336
+250
+3% +$2.54K
NPSP
1509
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$94K ﹤0.01%
3,100
-1,500
-33% -$41.3K
URS
1510
DELISTED
URS CORP
URS
$94K ﹤0.01%
1,781
-99
-5% -$5.21K
CMP icon
1511
Compass Minerals
CMP
$1.13B
$93K ﹤0.01%
1,162
– –
CCEC
1512
Capital Clean Energy Carriers
CCEC
$1.35B
$93K ﹤0.01%
1,269
+391
+45% +$25K
TGH
1513
DELISTED
Textainer Group Holdings limited
TGH
$93K ﹤0.01%
2,300
– –
UNS
1514
DELISTED
UNS ENERGY CORP COM
UNS
$93K ﹤0.01%
1,561
+3
+0.2% +$151
CSE
1515
DELISTED
CAPITALSOURCE INC
CSE
$93K ﹤0.01%
6,511
+1
+0% +$13
DKS icon
1516
Dick's Sporting Goods
DKS
$18.4B
$92K ﹤0.01%
1,578
-25
-2% -$1.36K
FTSL icon
1517
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$92K ﹤0.01%
1,846
+600
+48% +$29.7K
SPE
1518
Special Opportunities Fund
SPE
$144M
$92K ﹤0.01%
5,515
+2,094
+61% +$36.7K
WTM icon
1519
White Mountains Insurance
WTM
$5.04B
$92K ﹤0.01%
153
– –
AOL
1520
DELISTED
AOL INC COMMON STOCK
AOL
$92K ﹤0.01%
1,984
+619
+45% +$25.3K
DLR icon
1521
Digital Realty Trust
DLR
$70.6B
$91K ﹤0.01%
1,859
+1,185
+176% +$58.9K
GRMN
1522
Garmin
GRMN
$59.7B
$91K ﹤0.01%
1,963
-101
-5% -$4.79K
HLF icon
1523
Herbalife
HLF
$1.23B
$91K ﹤0.01%
2,328
-1,198
-34% -$41.5K
CVC
1524
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$91K ﹤0.01%
5,123
+1,086
+27% +$17.6K
CIEN icon
1525
Ciena
CIEN
$54.9B
$90K ﹤0.01%
3,768
+890
+31% +$21.2K
59 60
61
62 63

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.