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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSM icon
1476
MSC Industrial Direct
MSM
$6.87B
$496K 0.01%
6,560
-7,924
-55% -$575K
PXF icon
1477
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.94B
$495K 0.01%
11,221
-2,555
-19% -$110K
SPTS icon
1478
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$495K 0.01%
16,430
-2,625
-14% -$79.3K
CY
1479
DELISTED
Cypress Semiconductor
CY
$495K 0.01%
32,916
+1,011
+3% +$14.1K
ERIE icon
1480
Erie Indemnity
ERIE
$13.2B
$493K 0.01%
4,086
-226
-5% -$27.6K
FLR icon
1481
Fluor
FLR
$7.3B
$492K 0.01%
11,675
+1,705
+17% +$70.7K
PIO icon
1482
Invesco Global Water ETF
PIO
$280M
$492K 0.01%
19,735
+12,964
+191% +$312K
SPSM icon
1483
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$492K 0.01%
46,260
+29,232
+172% +$811K
KLAC icon
1484
KLA
KLAC
$252B
$491K 0.01%
46,410
+1,700
+4% +$16.2K
NXG
1485
NXG NextGen Infrastructure Income Fund
NXG
$344M
$491K 0.01%
6,566
+1,396
+27% +$98.1K
SVC
1486
Service Properties Trust
SVC
$1.05B
$490K 0.01%
3,444
-503
-13% -$70.8K
BGX
1487
Blackstone Long-Short Credit Income Fund
BGX
$138M
$489K 0.01%
30,404
+2,277
+8% +$36.5K
ETO
1488
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$524M
$488K 0.01%
19,850
+1,150
+6% +$28K
SGDJ icon
1489
Sprott Junior Gold Miners ETF
SGDJ
$345M
$486K 0.01%
13,798
+558
+4% +$19.1K
EOS
1490
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$484K 0.01%
32,337
+5,014
+18% +$75K
HAIN icon
1491
Hain Celestial
HAIN
$53.4M
$484K 0.01%
11,767
-65
-0.5% -$2.69K
MTUS icon
1492
Metallus
MTUS
$900M
$484K 0.01%
29,290
+1,940
+7% +$29.7K
BHF icon
1493
Brighthouse Financial
BHF
$3.46B
$483K 0.01%
+7,940
New +$453K
CLGX
1494
DELISTED
Corelogic, Inc.
CLGX
$483K 0.01%
10,455
+5,500
+111% +$250K
NZF icon
1495
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$482K 0.01%
31,700
-2,181
-6% -$33.2K
PWB icon
1496
Invesco Large Cap Growth ETF
PWB
$2.39B
$482K 0.01%
12,389
+2,258
+22% +$84.7K
RPT
1497
Rithm Property Trust
RPT
$96M
$482K 0.01%
5,901
-293
-5% -$24K
EUFN icon
1498
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$481K 0.01%
20,503
-1,351
-6% -$30.9K
CTRA
1499
DELISTED
Coterra Energy
CTRA
$480K 0.01%
18,006
+6,877
+62% +$175K
INTF icon
1500
iShares International Equity Factor ETF
INTF
$3.74B
$480K 0.01%
17,108
+9,465
+124% +$258K
58 59
60
61 62

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.