We are live on
!
Find out more
LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
(+6.6%)
Cap. Flow
+$257M
Cap. Flow
% of AUM
3.85%
Top 10 Holdings %
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$65.5M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$39.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$39.7M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$38.9M |
| 5 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$18.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$72.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$37.9M |
| 3 |
iShares S&P 500 Value ETF
IVE
|
+$19.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$19M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$18.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.3% |
| 2 | Financials | 5.29% |
| 3 | Technology | 5.07% |
| 4 | Industrials | 5.07% |
| 5 | Healthcare | 4.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1476
Aptiv
APTV
$10.2B
| $307K | ﹤0.01% |
4,315
+659
| +18% | +$44.5K |
|
1477
BlackRock TCP Capital
TCPC
$353M
| $307K | ﹤0.01% |
18,740
-1,283
| -6% | -$20.5K |
|
1478
Barclays
BCS
$94.6B
| $305K | ﹤0.01% |
36,929
+1,457
| +4% | +$11.5K |
|
1479
Canadian Imperial Bank of Commerce
CM
$112B
| $305K | ﹤0.01% |
7,888
+4,306
| +120% | +$166K |
|
1480
UGI
UGI
$7.56B
| $305K | ﹤0.01% |
6,767
+95
| +1% | +$4.34K |
|
|
CMBT
1481
CMB.TECH NV
CMBT
$4.92B
| $305K | ﹤0.01% |
+40,000
| New | +$350K |
|
1482
Olin
OLN
$2.17B
| $304K | ﹤0.01% |
14,810
-6,951
| -32% | -$150K |
|
1483
Canadian Pacific Kansas City
CP
$82.6B
| $302K | ﹤0.01% |
9,875
-90
| -0.9% | -$2.64K |
|
1484
First Trust Cloud Computing ETF
SKYY
$3.38B
| $302K | ﹤0.01% |
8,860
+1,681
| +23% | +$55.1K |
|
1485
Glacier Bancorp
GBCI
$6.48B
| $301K | ﹤0.01% |
10,534
+198
| +2% | +$5.59K |
|
1486
F5
FFIV
$23.6B
| $300K | ﹤0.01% |
2,410
+187
| +8% | +$22.7K |
|
1487
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
| $300K | ﹤0.01% |
3,777
-1,317
| -26% | -$106K |
|
1488
Banco Santander
SAN
$211B
| $300K | ﹤0.01% |
70,801
-42,574
| -38% | -$174K |
|
1489
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
| $298K | ﹤0.01% |
6,535
| – | – |
|
|
HES
1490
DELISTED
Hess
HES
| $298K | ﹤0.01% |
5,564
+621
| +13% | +$33.3K |
|
1491
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$263M
| $297K | ﹤0.01% |
3,626
+295
| +9% | +$24K |
|
|
NBL
1492
DELISTED
Noble Energy, Inc.
NBL
| $297K | ﹤0.01% |
8,301
-13
| -0.2% | -$457 |
|
1493
ProShares UltraShort QQQ
QID
$241M
| $296K | ﹤0.01% |
153
+74
| +94% | +$154K |
|
|
ATHX
1494
DELISTED
Athersys, Inc. Common Stock
ATHX
| $296K | ﹤0.01% |
5,562
+23
| +0.4% | +$1.19K |
|
1495
S&P Global
SPGI
$125B
| $295K | ﹤0.01% |
2,330
-434
| -16% | -$52.1K |
|
1496
iShares Morningstar Small-Cap Value ETF
ISCV
$710M
| $293K | ﹤0.01% |
6,729
-1,686
| -20% | -$71.6K |
|
|
DCT
1497
DELISTED
DCT Industrial Trust Inc.
DCT
| $293K | ﹤0.01% |
6,017
-6,789
| -53% | -$330K |
|
1498
AutoZone
AZO
$49.6B
| $292K | ﹤0.01% |
380
-82
| -18% | -$63.8K |
|
1499
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
| $292K | ﹤0.01% |
11,655
+126
| +1% | +$3.16K |
|
1500
Cytosorbents Corp
CTSO
$22.8M
| $291K | ﹤0.01% |
45,419
+21,350
| +89% | +$111K |
|
Similar funds
AG
EM
HAM
CM
TRAM
MP
CONA
CBU
Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
- Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
- Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
- Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.