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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFR icon
1476
Cullen/Frost Bankers
CFR
$10.5B
$203K ﹤0.01%
3,207
+57
+2% +$3.88K
OIH icon
1477
VanEck Oil Services ETF
OIH
$1.95B
$203K ﹤0.01%
369
+8
+2% +$4.91K
RLJ icon
1478
RLJ Lodging Trust
RLJ
$1.67B
$203K ﹤0.01%
8,034
+2,190
+37% +$63.1K
RYN icon
1479
Rayonier
RYN
$6.54B
$203K ﹤0.01%
10,152
+395
+4% +$8.55K
SRCI
1480
DELISTED
SRC Energy Inc
SRCI
$203K ﹤0.01%
20,718
+59
+0.3% +$602
BCS.PR.CL
1481
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$203K ﹤0.01%
7,977
-11
-0.1% -$282
DHG
1482
DELISTED
Deutsche High Incm Opportunities
DHG
$203K ﹤0.01%
15,458
-1,293
-8% -$18K
FIS icon
1483
Fidelity National Information Services
FIS
$22.8B
$202K ﹤0.01%
3,001
+66
+2% +$4.4K
DMND
1484
DELISTED
DIAMOND FOODS, INC.
DMND
$202K ﹤0.01%
6,529
– –
BMR
1485
DELISTED
BIOMED REALTY TRUST INC
BMR
$202K ﹤0.01%
10,145
-6,275
-38% -$125K
ERIE icon
1486
Erie Indemnity
ERIE
$13.4B
$201K ﹤0.01%
2,433
+460
+23% +$38.3K
OXLC
1487
Oxford Lane Capital
OXLC
$950M
$201K ﹤0.01%
3,520
-50
-1% -$3.39K
ACP
1488
abrdn Income Credit Strategies Fund
ACP
$644M
$200K ﹤0.01%
16,118
+3,410
+27% +$45.1K
FUTY icon
1489
Fidelity MSCI Utilities Index ETF
FUTY
$2.31B
$200K ﹤0.01%
7,272
+3,977
+121% +$109K
IPN
1490
DELISTED
SPDR S&P International Industrial Sector
IPN
$200K ﹤0.01%
7,168
-33,541
-82% -$970K
FHY
1491
DELISTED
First Trust Strategic High
FHY
$200K ﹤0.01%
17,434
+122
+0.7% +$1.51K
DGRW icon
1492
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.4B
$199K ﹤0.01%
6,965
+953
+16% +$28.8K
RIO icon
1493
Rio Tinto
RIO
$160B
$199K ﹤0.01%
5,900
+558
+10% +$20.9K
FMER
1494
DELISTED
FIRSTMERIT CORP
FMER
$198K ﹤0.01%
11,174
+2,074
+23% +$38.9K
BWA icon
1495
BorgWarner
BWA
$13.8B
$197K ﹤0.01%
5,381
+411
+8% +$17.1K
ATHN
1496
DELISTED
Athenahealth, Inc.
ATHN
$196K ﹤0.01%
1,468
+240
+20% +$31.3K
CBU icon
1497
Community Bank
CBU
$3.46B
$195K ﹤0.01%
5,250
-6
-0.1% -$223
ILCV icon
1498
iShares Morningstar Value ETF
ILCV
$1.36B
$195K ﹤0.01%
5,054
-414
-8% -$16.9K
IPG
1499
DELISTED
Interpublic Group of Companies
IPG
$195K ﹤0.01%
10,203
+110
+1% +$2.2K
DNY
1500
DELISTED
DONNELLEY R R & SONS CO
DNY
$195K ﹤0.01%
13,350
-611
-4% -$8.93K
58 59
60
61 62

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.