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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPR icon
1476
EPR Properties
EPR
$4.73B
$186K ﹤0.01%
3,235
-105
-3% -$5.83K
ERIE icon
1477
Erie Indemnity
ERIE
$13.4B
$186K ﹤0.01%
2,056
+812
+65% +$69.2K
JXI icon
1478
iShares Global Utilities ETF
JXI
$308M
$186K ﹤0.01%
3,778
+849
+29% +$41.6K
NOK icon
1479
Nokia
NOK
$59B
$186K ﹤0.01%
23,502
+4,404
+23% +$35.6K
PHG icon
1480
Philips
PHG
$26.8B
$186K ﹤0.01%
9,254
+6,147
+198% +$123K
PXI icon
1481
Invesco Dorsey Wright Energy Momentum ETF
PXI
$54.7M
$186K ﹤0.01%
4,156
-202
-5% -$9.91K
UDR icon
1482
UDR
UDR
$12.2B
$186K ﹤0.01%
6,038
+2,146
+55% +$64.3K
BSE
1483
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$186K ﹤0.01%
14,028
+25
+0.2% +$328
HP icon
1484
Helmerich & Payne
HP
$4.3B
$185K ﹤0.01%
2,746
-789
-22% -$61.5K
HPF
1485
John Hancock Preferred Income Fund II
HPF
$345M
$185K ﹤0.01%
9,063
+553
+6% +$11.2K
JGH icon
1486
Nuveen Global High Income Fund
JGH
$356M
$185K ﹤0.01%
+10,741
New +$190K
RCS
1487
PIMCO Strategic Income Fund
RCS
$249M
$185K ﹤0.01%
19,477
+3,332
+21% +$33.4K
WMC
1488
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$185K ﹤0.01%
1,257
-44
-3% -$6.56K
RBS.PRS.CL
1489
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$185K ﹤0.01%
7,458
+6,838
+1,103% +$170K
TSL
1490
DELISTED
Trina Solar Limited
TSL
$185K ﹤0.01%
20,020
+2,376
+13% +$23.4K
NPM
1491
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$185K ﹤0.01%
13,303
+535
+4% +$7.46K
DMND
1492
DELISTED
DIAMOND FOODS, INC.
DMND
$185K ﹤0.01%
6,529
+6,229
+2,076% +$181K
FEZ icon
1493
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.56B
$183K ﹤0.01%
4,893
-29,486
-86% -$1.12M
SVM
1494
Silvercorp Metals
SVM
$2.61B
$183K ﹤0.01%
141,050
+3,738
+3% +$5.21K
CDK
1495
DELISTED
CDK Global, Inc.
CDK
$183K ﹤0.01%
+4,432
New +$157K
FAB icon
1496
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
$182K ﹤0.01%
3,845
+1,745
+83% +$80.2K
PBR icon
1497
Petrobras
PBR
$115B
$182K ﹤0.01%
24,872
+18,863
+314% +$203K
PEZ icon
1498
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.4M
$182K ﹤0.01%
4,075
+3,578
+720% +$151K
PPA icon
1499
Invesco Aerospace & Defense ETF
PPA
$8.68B
$182K ﹤0.01%
5,220
+2,701
+107% +$90.1K
GAB icon
1500
Gabelli Equity Trust
GAB
$1.81B
$181K ﹤0.01%
28,813
+9,041
+46% +$57.6K
58 59
60
61 62

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.