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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULQ
126
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$16.8M 0.18%
333,265
-22,219
-6% -$1.12M
BRK.A icon
127
Berkshire Hathaway Class A
BRK.A
$1.12T
$16.5M 0.18%
60
+2
+3% +$531K
O icon
128
Realty Income
O
$59.1B
$16.4M 0.18%
295,753
+18,675
+7% +$1.04M
VV icon
129
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$16.3M 0.18%
141,000
+5,815
+4% +$659K
VDC icon
130
Vanguard Consumer Staples ETF
VDC
$7.99B
$16M 0.17%
115,196
+9,179
+9% +$1.29M
SHYG icon
131
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$15.9M 0.17%
332,725
+19,363
+6% +$923K
VXUS icon
132
Vanguard Total International Stock ETF
VXUS
$160B
$15.8M 0.17%
289,028
+70,283
+32% +$3.77M
HDV
133
iShares Core High Dividend ETF
HDV
$14.9B
$15.6M 0.17%
909,550
+110,570
+14% +$1.86M
WMT icon
134
Walmart Inc
WMT
$890B
$15.3M 0.17%
585,912
+27,303
+5% +$716K
LDUR icon
135
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$15.1M 0.16%
149,810
+10,097
+7% +$1.02M
XLV icon
136
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$14.9M 0.16%
182,635
+25,957
+17% +$2.08M
SO icon
137
Southern Company
SO
$107B
$14.9M 0.16%
302,646
-12,427
-4% -$602K
RZG icon
138
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$141M
$14.7M 0.16%
401,715
+398,079
+10,948% +$13.8M
XLK icon
139
State Street Technology Select Sector SPDR ETF
XLK
$124B
$14.7M 0.16%
496,964
+34,046
+7% +$981K
VMBS icon
140
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$14.6M 0.16%
275,841
+28,440
+11% +$1.5M
EMLC icon
141
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$14.5M 0.16%
376,852
+340,616
+940% +$13.1M
VBK icon
142
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$14.2M 0.15%
93,066
+4,167
+5% +$613K
XLP icon
143
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$13.8M 0.15%
256,251
-4,338
-2% -$238K
SCHD icon
144
Schwab US Dividend Equity ETF
SCHD
$105B
$13.8M 0.15%
884,793
+3,129
+0.4% +$47.8K
KMB icon
145
Kimberly-Clark
KMB
$36.5B
$13.7M 0.15%
116,520
-964
-0.8% -$118K
FDN icon
146
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$13.5M 0.15%
131,592
+46,156
+54% +$4.58M
ABUS icon
147
Arbutus Biopharma
ABUS
$915M
$13.3M 0.14%
1,768,891
-3,526,054
-67% -$15.1M
BABA icon
148
Alibaba
BABA
$308B
$13.3M 0.14%
76,778
+15,997
+26% +$2.59M
FMAT icon
149
Fidelity MSCI Materials Index ETF
FMAT
$611M
$13.1M 0.14%
398,171
+134,346
+51% +$4.28M
AMLP icon
150
Alerian MLP ETF
AMLP
$12.8B
$13.1M 0.14%
233,033
-3,103
-1% -$177K
4 5
6
7 8

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.