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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWY icon
126
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$12.2M 0.18%
218,537
+9,012
+4% +$502K
HR icon
127
Healthcare Realty
HR
$6.75B
$12.1M 0.18%
372,087
-15,483
-4% -$512K
VV icon
128
Vanguard Morningstar Large-Cap ETF
VV
$54.6B
$11.8M 0.18%
118,877
+1,969
+2% +$195K
BAC icon
129
Bank of America
BAC
$447B
$11.7M 0.18%
745,564
+58,135
+8% +$866K
AMGN icon
130
Amgen
AMGN
$224B
$11.6M 0.17%
69,542
-457
-0.7% -$77.3K
SCHG icon
131
Schwab US Large-Cap Growth ETF
SCHG
$63B
$11.5M 0.17%
1,663,504
+872,184
+110% +$5.99M
VMBS icon
132
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$11M 0.16%
203,423
+3,941
+2% +$212K
ULQ
133
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$11M 0.16%
218,488
+58,897
+37% +$2.96M
SCHD icon
134
Schwab US Dividend Equity ETF
SCHD
$107B
$10.8M 0.16%
768,978
-75,102
-9% -$1.06M
VDE icon
135
Vanguard Energy ETF
VDE
$10.2B
$10.8M 0.16%
110,495
-1,108
-1% -$105K
FNDA icon
136
Schwab Fundamental US Small Company Index ETF
FNDA
$9.32B
$10.3M 0.15%
660,602
+26,988
+4% +$415K
SJNK icon
137
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$10.3M 0.15%
370,325
+42,226
+13% +$1.15M
F icon
138
Ford
F
$55.5B
$10.2M 0.15%
846,711
+72,605
+9% +$916K
DBEU icon
139
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$10.1M 0.15%
390,968
+44,327
+13% +$1.12M
HDV
140
iShares Core High Dividend ETF
HDV
$14.9B
$10M 0.15%
616,620
-2,305,945
-79% -$37.9M
COP icon
141
ConocoPhillips
COP
$146B
$9.95M 0.15%
228,797
+6,903
+3% +$287K
XLV icon
142
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$9.84M 0.15%
136,466
-7,864
-5% -$579K
LLY icon
143
Eli Lilly
LLY
$1.08T
$9.81M 0.15%
122,209
+3,246
+3% +$260K
VOT icon
144
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$9.76M 0.15%
91,764
+24,416
+36% +$2.58M
XMLV icon
145
Invesco S&P MidCap Low Volatility ETF
XMLV
$742M
$9.72M 0.15%
250,172
+119,056
+91% +$4.68M
MDY icon
146
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$9.45M 0.14%
33,423
+11,526
+53% +$3.25M
CAT icon
147
Caterpillar
CAT
$387B
$9.44M 0.14%
106,302
+103
+0.1% +$8.43K
MBB icon
148
iShares MBS ETF
MBB
$39B
$9.29M 0.14%
84,412
-996
-1% -$109K
UNP icon
149
Union Pacific
UNP
$174B
$9.25M 0.14%
94,803
+2,609
+3% +$244K
IBB icon
150
iShares Biotechnology ETF
IBB
$9.82B
$9.23M 0.14%
95,643
+9,753
+11% +$928K
4 5
6
7 8

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.