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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
126
Waste Management
WM
$90.5B
$8.79M 0.18%
176,450
-2,908
-2% -$145K
DVY icon
127
iShares Select Dividend ETF
DVY
$23.5B
$8.51M 0.18%
116,908
-63,792
-35% -$4.77M
VCIT icon
128
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$8.36M 0.17%
97,892
-18,364
-16% -$1.56M
DUK icon
129
Duke Energy
DUK
$95.1B
$8.11M 0.17%
112,973
+1,081
+1% +$78.3K
F icon
130
Ford
F
$55.2B
$8.07M 0.17%
597,890
-112,688
-16% -$1.61M
BRK.A icon
131
Berkshire Hathaway Class A
BRK.A
$1.15T
$8.01M 0.17%
41
+1
+3% +$206K
XLV icon
132
State Street Health Care Select Sector SPDR ETF
XLV
$43.7B
$8.01M 0.17%
120,925
-67,922
-36% -$4.96M
NKE icon
133
Nike
NKE
$61.4B
$7.84M 0.16%
127,562
-17,492
-12% -$990K
EMB icon
134
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$7.73M 0.16%
72,627
+7,386
+11% +$800K
V icon
135
Visa
V
$673B
$7.71M 0.16%
110,705
-38,025
-26% -$2.71M
EXC icon
136
Exelon
EXC
$46.1B
$7.61M 0.16%
359,365
+14,410
+4% +$324K
VOE icon
137
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$7.54M 0.16%
90,547
+3,712
+4% +$329K
HYS icon
138
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$7.52M 0.16%
79,439
-4,097
-5% -$402K
O icon
139
Realty Income
O
$58.2B
$7.39M 0.15%
160,992
-1,584
-1% -$71.5K
IWB icon
140
iShares Russell 1000 ETF
IWB
$50.2B
$7.34M 0.15%
68,618
-662
-1% -$75.2K
DBEU icon
141
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$798M
$7.34M 0.15%
293,761
+28,314
+11% +$754K
KHC icon
142
Kraft Heinz
KHC
$29.5B
$7.29M 0.15%
+103,306
New +$7.8M
WMT icon
143
Walmart Inc
WMT
$884B
$7.28M 0.15%
337,494
-126,177
-27% -$2.89M
BNDX icon
144
Vanguard Total International Bond ETF
BNDX
$82.9B
$7.25M 0.15%
137,013
-60,046
-30% -$3.17M
ED icon
145
Consolidated Edison
ED
$39.3B
$7.13M 0.15%
106,800
-40,376
-27% -$2.55M
NEAR icon
146
iShares Short Maturity Bond ETF
NEAR
$4.88B
$7.09M 0.15%
141,508
+134,698
+1,978% +$6.75M
AMGN icon
147
Amgen
AMGN
$223B
$7.05M 0.15%
51,186
-2,266
-4% -$357K
EPD icon
148
Enterprise Products Partners
EPD
$82.2B
$7.05M 0.15%
287,135
-18,007
-6% -$499K
MDY icon
149
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$7.03M 0.14%
27,869
+578
+2% +$153K
WBA
150
DELISTED
Walgreens Boots Alliance
WBA
$6.91M 0.14%
83,053
-289
-0.3% -$26.1K
4 5
6
7 8

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.