We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVI icon
126
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$8.02M 0.18%
72,493
+10,285
+17% +$1.14M
VBR icon
127
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$8M 0.18%
75,664
+26,857
+55% +$2.77M
AEP icon
128
American Electric Power
AEP
$68.4B
$7.97M 0.18%
131,212
+48,550
+59% +$2.78M
UNP icon
129
Union Pacific
UNP
$174B
$7.95M 0.18%
66,782
+3,971
+6% +$456K
XLU icon
130
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$7.93M 0.18%
336,102
+70,164
+26% +$1.59M
LLY icon
131
Eli Lilly
LLY
$1.06T
$7.89M 0.17%
114,406
+42,301
+59% +$2.86M
O icon
132
Realty Income
O
$59.1B
$7.75M 0.17%
167,632
+11,732
+8% +$520K
DTYS
133
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$7.74M 0.17%
338,162
-41,499
-11% -$975K
V icon
134
Visa
V
$677B
$7.7M 0.17%
117,476
+40,496
+53% +$2.44M
CSCO icon
135
Cisco
CSCO
$479B
$7.34M 0.16%
264,140
+47,343
+22% +$1.22M
IJT icon
136
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$7.33M 0.16%
119,752
+852
+0.7% +$50K
VDE icon
137
Vanguard Energy ETF
VDE
$9.84B
$7.3M 0.16%
65,372
+27,438
+72% +$3.27M
OEF icon
138
iShares S&P 100 ETF
OEF
$20.5B
$7.29M 0.16%
80,123
-445,700
-85% -$39.9M
HDV
139
iShares Core High Dividend ETF
HDV
$14.8B
$7.25M 0.16%
473,525
+113,495
+32% +$1.73M
COST icon
140
Costco
COST
$420B
$7.06M 0.16%
49,730
+20,352
+69% +$2.77M
CVS icon
141
CVS Health
CVS
$122B
$7.04M 0.16%
73,620
+32,920
+81% +$2.9M
SPLS
142
DELISTED
Staples Inc
SPLS
$7.02M 0.16%
387,605
+33,999
+10% +$475K
VB icon
143
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$7M 0.15%
60,031
+5,153
+9% +$587K
AMGN icon
144
Amgen
AMGN
$222B
$6.94M 0.15%
43,631
+12,836
+42% +$2M
QCOM icon
145
Qualcomm
QCOM
$176B
$6.93M 0.15%
93,693
+26,253
+39% +$1.92M
AMZN icon
146
Amazon
AMZN
$2.96T
$6.8M 0.15%
436,800
+211,520
+94% +$3.3M
LQD icon
147
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$6.76M 0.15%
56,557
+11,073
+24% +$1.32M
RTN
148
DELISTED
Raytheon Company
RTN
$6.75M 0.15%
62,437
+44,570
+249% +$4.6M
EZU icon
149
iShare MSCI Eurozone ETF
EZU
$9.91B
$6.72M 0.15%
184,965
+4,437
+2% +$165K
RSO
150
DELISTED
Resource Capital Corp.
RSO
$6.62M 0.15%
328,322
+240,259
+273% +$4.93M
4 5
6
7 8

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.