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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
126
Qualcomm
QCOM
$176B
$4.48M 0.15%
66,505
-3,141
-5% -$206K
VOD icon
127
Vodafone
VOD
$37.4B
$4.46M 0.15%
124,307
-19,890
-14% -$629K
CHK
128
DELISTED
Chesapeake Energy Corporation
CHK
$4.46M 0.15%
911
-62
-6% -$288K
IVW icon
129
iShares S&P 500 Growth ETF
IVW
$77.6B
$4.45M 0.15%
199,080
-26,956
-12% -$595K
IWR icon
130
iShares Russell Mid-Cap ETF
IWR
$57.5B
$4.35M 0.15%
125,120
-37,704
-23% -$1.29M
UNP icon
131
Union Pacific
UNP
$174B
$4.27M 0.14%
55,028
+3,270
+6% +$258K
CAT icon
132
Caterpillar
CAT
$387B
$4.22M 0.14%
50,579
-3,249
-6% -$275K
JPM icon
133
JPMorgan Chase
JPM
$950B
$4.18M 0.14%
80,770
-30,539
-27% -$1.64M
DD
134
DELISTED
Du Pont De Nemours E I
DD
$4.09M 0.14%
73,502
-5,670
-7% -$310K
CSG
135
DELISTED
CHAMBERS STR PPTYS COM
CSG
$4.07M 0.14%
463,805
+38,144
+9% +$320K
EPD icon
136
Enterprise Products Partners
EPD
$81.7B
$4M 0.14%
131,254
-3,328
-2% -$102K
SPDW icon
137
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.7B
$3.99M 0.14%
142,901
+84,377
+144% +$2.27M
IDV icon
138
iShares International Select Dividend ETF
IDV
$8.57B
$3.98M 0.13%
110,291
+16,199
+17% +$559K
AEP icon
139
American Electric Power
AEP
$68.4B
$3.85M 0.13%
88,691
+3,550
+4% +$158K
VHT icon
140
Vanguard Health Care ETF
VHT
$18.7B
$3.84M 0.13%
41,252
+4,291
+12% +$394K
ED icon
141
Consolidated Edison
ED
$39.9B
$3.83M 0.13%
69,356
+7,232
+12% +$417K
GILD icon
142
Gilead Sciences
GILD
$165B
$3.81M 0.13%
60,561
-12,682
-17% -$758K
ABBV icon
143
AbbVie
ABBV
$435B
$3.77M 0.13%
84,139
+906
+1% +$40.2K
WFM
144
DELISTED
Whole Foods Market Inc
WFM
$3.73M 0.13%
63,830
+1,269
+2% +$70.1K
DE icon
145
Deere & Co
DE
$168B
$3.71M 0.13%
45,643
-7,816
-15% -$651K
EXC icon
146
Exelon
EXC
$47B
$3.65M 0.12%
172,599
+167
+0.1% +$3.65K
DUK icon
147
Duke Energy
DUK
$97.3B
$3.64M 0.12%
54,469
+6,626
+14% +$452K
SBUX icon
148
Starbucks
SBUX
$120B
$3.64M 0.12%
96,542
+26,806
+38% +$963K
ETP
149
DELISTED
Energy Transfer Partners L.p.
ETP
$3.6M 0.12%
69,198
+3,221
+5% +$166K
BRK.A icon
150
Berkshire Hathaway Class A
BRK.A
$1.12T
$3.58M 0.12%
21
– –
4 5
6
7 8

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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.