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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVF
1451
DELISTED
BlackRock MuniVest Fund
MVF
$512K 0.01%
52,820
+8,006
+18% +$78.5K
TNA icon
1452
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.45B
$512K 0.01%
7,890
-467
-6% -$26K
UMPQ
1453
DELISTED
Umpqua Holdings Corp
UMPQ
$512K 0.01%
26,196
+318
+1% +$5.79K
NUAG icon
1454
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.4M
$510K 0.01%
20,659
-721
-3% -$17.8K
AM
1455
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$510K 0.01%
16,153
+2,553
+19% +$83.4K
DBEU icon
1456
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$509K 0.01%
17,957
-12,499
-41% -$346K
EBS icon
1457
Emergent Biosolutions
EBS
$229M
$509K 0.01%
12,574
+1,062
+9% +$38.4K
ORI icon
1458
Old Republic International
ORI
$10.3B
$508K 0.01%
25,833
+6,391
+33% +$124K
ARR
1459
Armour Residential REIT
ARR
$2.34B
$507K 0.01%
3,771
+126
+3% +$16.3K
APTV icon
1460
Aptiv
APTV
$10.3B
$505K 0.01%
5,142
+1,067
+26% +$101K
TBF icon
1461
ProShares Short 20+ Year Treasury ETF
TBF
$107M
$505K 0.01%
22,527
+2,836
+14% +$63.2K
AABA
1462
DELISTED
Altaba Inc
AABA
$505K 0.01%
7,629
-5,472
-42% -$336K
BUI icon
1463
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$713M
$504K 0.01%
23,927
+4,031
+20% +$84.8K
BIT icon
1464
BlackRock Multi-Sector Income Trust
BIT
$704M
$503K 0.01%
26,910
+11,152
+71% +$204K
CNC icon
1465
Centene
CNC
$32.9B
$503K 0.01%
10,410
+350
+3% +$15.1K
WAIR
1466
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$502K 0.01%
53,400
+6,500
+14% +$61.2K
OFS icon
1467
OFS Capital
OFS
$48.8M
$501K 0.01%
38,080
+19,750
+108% +$267K
BBWI icon
1468
Bath & Body Works
BBWI
$3.89B
$500K 0.01%
14,720
+6,005
+69% +$202K
BOH icon
1469
Bank of Hawaii
BOH
$3.1B
$500K 0.01%
5,993
-4,050
-40% -$328K
UWM icon
1470
ProShares Ultra Russell2000
UWM
$243M
$499K 0.01%
14,934
+14,554
+3,830% +$438K
DST
1471
DELISTED
DST Systems Inc.
DST
$499K 0.01%
9,087
+6,345
+231% +$347K
IIF
1472
Morgan Stanley India Investment Fund
IIF
$220M
$498K 0.01%
14,547
+2,022
+16% +$70.1K
WDIV icon
1473
State Street SPDR S&P Global Dividend ETF
WDIV
$279M
$498K 0.01%
7,325
+3,406
+87% +$229K
AMID
1474
DELISTED
American Midstream Partners, LP
AMID
$497K 0.01%
36,446
-17,527
-32% -$236K
HLT icon
1475
Hilton Worldwide
HLT
$70B
$496K 0.01%
7,149
-145
-2% -$9.24K
57 58
59
60 61

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.