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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDAQ icon
1451
Nasdaq
NDAQ
$54.6B
$320K ﹤0.01%
14,250
+3,945
+38% +$91.1K
AAXJ icon
1452
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.85B
$319K ﹤0.01%
5,267
+1,363
+35% +$79.7K
AVNS
1453
DELISTED
Avanos Medical
AVNS
$318K ﹤0.01%
9,208
-208
-2% -$7.29K
ETB
1454
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$461M
$316K ﹤0.01%
19,096
-6,957
-27% -$113K
HCSG icon
1455
Healthcare Services Group
HCSG
$1.45B
$316K ﹤0.01%
7,964
-388
-5% -$15.2K
JPC icon
1456
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$316K ﹤0.01%
31,504
+653
+2% +$6.72K
TDTT icon
1457
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$316K ﹤0.01%
12,758
+6,670
+110% +$165K
GAB icon
1458
Gabelli Equity Trust
GAB
$1.81B
$315K ﹤0.01%
57,748
-7,293
-11% -$40.2K
NZF icon
1459
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$315K ﹤0.01%
20,101
-917
-4% -$14.6K
ETG
1460
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$314K ﹤0.01%
21,138
+2,598
+14% +$39K
TLTD icon
1461
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$690M
$314K ﹤0.01%
5,583
-7
-0.1% -$386
OHAI
1462
DELISTED
OHA Investment Corporation
OHAI
$314K ﹤0.01%
100,154
+23,900
+31% +$61.3K
WSM icon
1463
Williams-Sonoma
WSM
$28.5B
$313K ﹤0.01%
12,224
+5,378
+79% +$141K
NXG
1464
NXG NextGen Infrastructure Income Fund
NXG
$355M
$312K ﹤0.01%
4,722
+21
+0.4% +$1.36K
RBS.PRH.CL
1465
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$312K ﹤0.01%
12,250
– –
HQY icon
1466
HealthEquity
HQY
$8.83B
$311K ﹤0.01%
8,199
-726
-8% -$23K
FOF icon
1467
Cohen & Steers Closed End Opportunity Fund
FOF
$383M
$310K ﹤0.01%
25,233
-1,757
-7% -$21.1K
SAR icon
1468
Saratoga Investment
SAR
$314M
$310K ﹤0.01%
17,372
– –
SPCB icon
1469
SuperCom
SPCB
$70.3M
$310K ﹤0.01%
452
-17
-4% -$11.7K
AAIC
1470
DELISTED
Arlington Asset Investment Corp.
AAIC
$310K ﹤0.01%
20,994
+20,827
+12,471% +$299K
KED
1471
DELISTED
Kayne Anderson Energy
KED
$310K ﹤0.01%
16,340
+234
+1% +$4.32K
APLE icon
1472
Apple Hospitality REIT
APLE
$3.75B
$309K ﹤0.01%
16,518
+4,560
+38% +$88.6K
KBWB icon
1473
Invesco KBW Bank ETF
KBWB
$6.84B
$309K ﹤0.01%
8,485
+1,127
+15% +$40.2K
CHW
1474
Calamos Global Dynamic Income Fund
CHW
$555M
$308K ﹤0.01%
40,946
+6,197
+18% +$45.6K
IRMD icon
1475
iRadimed
IRMD
$1.11B
$308K ﹤0.01%
+18,100
New +$335K
57 58
59
60 61

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.