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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDR
1451
DELISTED
Waddell & Reed Financial, Inc.
WDR
$212K ﹤0.01%
6,112
+254
+4% +$10.5K
IVZ icon
1452
Invesco
IVZ
$14.3B
$211K ﹤0.01%
6,773
-2,019
-23% -$71.8K
TEL icon
1453
TE Connectivity
TEL
$62.2B
$211K ﹤0.01%
3,543
-9,555
-73% -$581K
VLY icon
1454
Valley National Bancorp
VLY
$8.3B
$211K ﹤0.01%
21,449
-35
-0.2% -$344
ECOL
1455
DELISTED
US Ecology, Inc.
ECOL
$211K ﹤0.01%
4,843
+3,016
+165% +$143K
NPM
1456
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$211K ﹤0.01%
15,689
+600
+4% +$8.07K
RSG icon
1457
Republic Services
RSG
$65.9B
$210K ﹤0.01%
5,086
-93
-2% -$3.83K
AUY
1458
DELISTED
Yamana Gold, Inc.
AUY
$210K ﹤0.01%
123,692
+59,623
+93% +$122K
CHMI
1459
Cherry Hill Mortgage Investment Corp
CHMI
$108M
$209K ﹤0.01%
13,705
+565
+4% +$9.19K
NXQ
1460
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$209K ﹤0.01%
15,940
-429
-3% -$5.6K
MMU
1461
Western Asset Managed Municipals Fund
MMU
$558M
$208K ﹤0.01%
15,016
+749
+5% +$10.4K
FULT icon
1462
Fulton Financial
FULT
$4.69B
$207K ﹤0.01%
17,142
+1,637
+11% +$20.6K
SABR icon
1463
Sabre
SABR
$892M
$207K ﹤0.01%
7,610
+2,668
+54% +$72.1K
FLTR icon
1464
VanEck IG Floating Rate ETF
FLTR
$3.04B
$206K ﹤0.01%
8,329
– –
THO icon
1465
Thor Industries
THO
$4.11B
$206K ﹤0.01%
3,984
-1,230
-24% -$67.3K
AXON
1466
Axon Enterprise
AXON
$50B
$205K ﹤0.01%
9,315
+1,854
+25% +$48.9K
BNS icon
1467
Scotiabank
BNS
$111B
$205K ﹤0.01%
4,831
-92
-2% -$4.14K
EIM
1468
Eaton Vance Municipal Bond Fund
EIM
$500M
$205K ﹤0.01%
16,360
-3,060
-16% -$37.9K
HPF
1469
John Hancock Preferred Income Fund II
HPF
$345M
$205K ﹤0.01%
10,717
+35
+0.3% +$673
IMCV icon
1470
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.17B
$205K ﹤0.01%
5,391
-552
-9% -$22.2K
TLP
1471
DELISTED
Transmontaigne
TLP
$205K ﹤0.01%
7,549
+502
+7% +$16.2K
DRI icon
1472
Darden Restaurants
DRI
$25.4B
$204K ﹤0.01%
3,335
-10,513
-76% -$667K
LBTYK icon
1473
Liberty Global Class C
LBTYK
$3.48B
$204K ﹤0.01%
5,727
-395
-6% -$16K
XLKS
1474
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$204K ﹤0.01%
4,225
+1,082
+34% +$52.2K
BLW icon
1475
BlackRock Limited Duration Income Trust
BLW
$508M
$203K ﹤0.01%
14,084
-927
-6% -$13.7K
57 58
59
60 61

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.