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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALL icon
1451
Ball Corp
BALL
$16.6B
$89K ﹤0.01%
3,890
+1,600
+70% +$35.9K
CMP icon
1452
Compass Minerals
CMP
$1.13B
$89K ﹤0.01%
1,162
-812
-41% -$64.4K
EHI
1453
Western Asset Global High Income Fund
EHI
$178M
$89K ﹤0.01%
7,200
– –
IQI icon
1454
Invesco Quality Municipal Securities
IQI
$534M
$89K ﹤0.01%
7,693
-6,116
-44% -$69.4K
JBHT icon
1455
JB Hunt Transport Services
JBHT
$24.9B
$89K ﹤0.01%
1,219
+313
+35% +$23.3K
RGLD icon
1456
Royal Gold
RGLD
$19.8B
$89K ﹤0.01%
1,831
-13
-0.7% -$674
MXIM
1457
DELISTED
Maxim Integrated Products
MXIM
$89K ﹤0.01%
2,968
+32
+1% +$910
CBB.PRB
1458
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$89K ﹤0.01%
2,100
– –
IBN icon
1459
ICICI Bank
IBN
$107B
$88K ﹤0.01%
15,703
+8,817
+128% +$51.8K
IVOO icon
1460
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
$88K ﹤0.01%
2,100
+1,200
+133% +$49.3K
THD icon
1461
iShares MSCI Thailand ETF
THD
$354M
$88K ﹤0.01%
1,176
-994
-46% -$75.4K
WDC icon
1462
Western Digital
WDC
$151B
$88K ﹤0.01%
1,674
+474
+40% +$23.4K
SEP
1463
DELISTED
Spectra Engy Parters Lp
SEP
$88K ﹤0.01%
2,015
+135
+7% +$5.88K
RAX
1464
DELISTED
Rackspace Hosting Inc
RAX
$88K ﹤0.01%
1,755
+373
+27% +$17.2K
AES.PRC.CL
1465
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$88K ﹤0.01%
1,751
– –
EXPE icon
1466
Expedia Group
EXPE
$38.5B
$87K ﹤0.01%
1,662
-220
-12% -$11.8K
FOF icon
1467
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$87K ﹤0.01%
7,011
+41
+0.6% +$519
USA icon
1468
Liberty All-Star Equity Fund
USA
$1.87B
$87K ﹤0.01%
16,126
-65
-0.4% -$357
VIV icon
1469
Telefônica Brasil
VIV
$18.6B
$87K ﹤0.01%
3,858
+3,286
+574% +$70.7K
WTM icon
1470
White Mountains Insurance
WTM
$5.04B
$87K ﹤0.01%
153
-7
-4% -$4.07K
TGH
1471
DELISTED
Textainer Group Holdings limited
TGH
$87K ﹤0.01%
2,300
– –
SEA
1472
DELISTED
Invesco Shipping ETF
SEA
$87K ﹤0.01%
+4,405
New +$82.2K
ENTR
1473
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$87K ﹤0.01%
+20,000
New +$83.5K
VE
1474
DELISTED
VEOLIA ENVIRONNEMENT
VE
$87K ﹤0.01%
5,057
+1,026
+25% +$15K
PNY
1475
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$87K ﹤0.01%
2,654
-289
-10% -$9.7K
57 58
59
60 61

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.