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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NI icon
1426
NiSource
NI
$20B
$532K 0.01%
20,858
-1,018
-5% -$26.8K
ROUS icon
1427
Hartford Multifactor US Equity ETF
ROUS
$725M
$530K 0.01%
18,436
-2,017
-10% -$56.3K
VCV icon
1428
Invesco California Value Municipal Income Trust
VCV
$525M
$529K 0.01%
40,272
+1,405
+4% +$18.2K
WGL
1429
DELISTED
Wgl Holdings
WGL
$529K 0.01%
6,265
+3,178
+103% +$268K
TYL icon
1430
Tyler Technologies
TYL
$13B
$527K 0.01%
3,027
-47
-2% -$8.08K
NTUS
1431
DELISTED
Natus Medical Inc
NTUS
$527K 0.01%
14,044
+1,452
+12% +$51.2K
FHY
1432
DELISTED
First Trust Strategic High
FHY
$527K 0.01%
38,700
+1,634
+4% +$22.3K
WAB icon
1433
Wabtec
WAB
$49.7B
$525K 0.01%
6,938
-4,050
-37% -$312K
JHY
1434
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$525K 0.01%
51,950
-8,500
-14% -$85.9K
RMT
1435
Royce Micro-Cap Trust
RMT
$759M
$523K 0.01%
55,836
-3,045
-5% -$26.4K
SKT icon
1436
Tanger
SKT
$4.44B
$523K 0.01%
21,388
+15,815
+284% +$400K
GBF icon
1437
iShares Government/Credit Bond ETF
GBF
$127M
$522K 0.01%
4,558
-295
-6% -$33.8K
APH icon
1438
Amphenol
APH
$207B
$520K 0.01%
24,552
-2,004
-8% -$39.4K
DRI icon
1439
Darden Restaurants
DRI
$24.9B
$520K 0.01%
6,597
+122
+2% +$10.3K
UVV icon
1440
Universal Corp
UVV
$1.18B
$520K 0.01%
9,072
-2,026
-18% -$121K
CSD icon
1441
Invesco S&P Spin-Off ETF
CSD
$226M
$518K 0.01%
10,203
+1,416
+16% +$69.3K
WW
1442
DELISTED
WW International
WW
$518K 0.01%
11,909
+8,526
+252% +$354K
PGEN icon
1443
Precigen
PGEN
$2.51B
$517K 0.01%
26,945
-4,448
-14% -$91.6K
RSG icon
1444
Republic Services
RSG
$65.7B
$517K 0.01%
7,821
+1,339
+21% +$87K
BGB
1445
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$516K 0.01%
32,318
-126
-0.4% -$2.01K
FIW icon
1446
First Trust Water ETF
FIW
$1.94B
$516K 0.01%
11,357
+4,192
+59% +$182K
LAMR icon
1447
Lamar Advertising Co
LAMR
$15.7B
$515K 0.01%
7,500
+1,546
+26% +$105K
NSLR
1448
Neostellar Capital Corp
NSLR
$273M
$514K 0.01%
113,218
+1,668
+1% +$6.36K
BSJH
1449
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$513K 0.01%
19,949
-11,257
-36% -$289K
IBDH
1450
DELISTED
iShares iBonds Dec 2018 Term Corporate ETF
IBDH
$513K 0.01%
20,352
+5,294
+35% +$133K
56 57
58
59 60

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.