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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
(+6.6%)
Cap. Flow
+$257M
Cap. Flow
% of AUM
3.85%
Top 10 Holdings %
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$65.5M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$39.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$39.7M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$38.9M |
| 5 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$18.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$72.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$37.9M |
| 3 |
iShares S&P 500 Value ETF
IVE
|
+$19.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$19M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$18.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.3% |
| 2 | Financials | 5.29% |
| 3 | Technology | 5.07% |
| 4 | Industrials | 5.07% |
| 5 | Healthcare | 4.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1426
Invesco Quality Municipal Securities
IQI
$541M
| $332K | 0.01% |
24,016
+1,209
| +5% | +$16.8K |
|
1427
Vail Resorts
MTN
$5.18B
| $332K | 0.01% |
2,119
+208
| +11% | +$31.7K |
|
1428
Revvity
RVTY
$13.1B
| $332K | 0.01% |
5,916
+2,938
| +99% | +$160K |
|
1429
Tucows
TCX
$134M
| $332K | 0.01% |
10,390
| – | – |
|
1430
American States Water
AWR
$3.52B
| $330K | ﹤0.01% |
8,255
-643
| -7% | -$26.6K |
|
|
WRK
1431
DELISTED
WestRock Company
WRK
| $330K | ﹤0.01% |
6,821
+425
| +7% | +$19K |
|
1432
Idexx Laboratories
IDXX
$44.7B
| $328K | ﹤0.01% |
2,909
+1,002
| +53% | +$106K |
|
|
KTF
1433
DWS Municipal Income Trust
KTF
$352M
| $328K | ﹤0.01% |
22,861
-1,110
| -5% | -$16.1K |
|
1434
IPG Photonics
IPGP
$3.57B
| $327K | ﹤0.01% |
3,979
+181
| +5% | +$15.1K |
|
1435
Jones Lang LaSalle
JLL
$17B
| $327K | ﹤0.01% |
2,901
+654
| +29% | +$73K |
|
|
NLSN
1436
DELISTED
Nielsen Holdings plc
NLSN
| $327K | ﹤0.01% |
6,121
+526
| +9% | +$28K |
|
1437
CNX Resources
CNX
$5.23B
| $325K | ﹤0.01% |
20,312
+736
| +4% | +$10.9K |
|
1438
VanEck CEF Muni Income ETF
XMPT
$221M
| $325K | ﹤0.01% |
11,296
+6,796
| +151% | +$198K |
|
1439
Invesco Zacks Mid-Cap ETF
CZA
$193M
| $324K | ﹤0.01% |
6,082
+1,340
| +28% | +$70.3K |
|
1440
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.5B
| $324K | ﹤0.01% |
8,120
-594
| -7% | -$22.3K |
|
1441
ProShares Ultra 7-10 Year Treasury
UST
$13.9M
| $324K | ﹤0.01% |
5,104
+5,071
| +15,367% | +$323K |
|
1442
Wingstop
WING
$3.1B
| $324K | ﹤0.01% |
+11,070
| New | +$320K |
|
|
ANDV
1443
DELISTED
Andeavor
ANDV
| $324K | ﹤0.01% |
4,056
+305
| +8% | +$23.5K |
|
1444
Dell
DELL
$320B
| $323K | ﹤0.01% |
+24,077
| New | +$327K |
|
|
APTS
1445
DELISTED
Preferred Apartment Communities, Inc.
APTS
| $323K | ﹤0.01% |
23,745
+5,809
| +32% | +$83K |
|
1446
Fidelity National Information Services
FIS
$22.8B
| $322K | ﹤0.01% |
4,192
+227
| +6% | +$17.7K |
|
1447
Compass Diversified
CODI
$924M
| $321K | ﹤0.01% |
18,501
+4,934
| +36% | +$84.1K |
|
|
EAD
1448
Allspring Income Opportunities Fund
EAD
$377M
| $321K | ﹤0.01% |
38,376
+1,320
| +4% | +$10.9K |
|
|
NSLR
1449
Neostellar Capital Corp
NSLR
$283M
| $321K | ﹤0.01% |
81,040
+1,061
| +1% | +$4.62K |
|
1450
American Financial Group
AFG
$12.1B
| $320K | ﹤0.01% |
4,271
+35
| +0.8% | +$2.58K |
|
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
- Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
- Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
- Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.