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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
1426
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$220K ﹤0.01%
3,678
-1,810
-33% -$109K
LKQ icon
1427
LKQ Corp
LKQ
$6.38B
$220K ﹤0.01%
7,717
+30
+0.4% +$914
ATML
1428
DELISTED
ATMEL CORP
ATML
$220K ﹤0.01%
27,225
-1,341
-5% -$11.1K
VLT icon
1429
Invesco High Income Trust II
VLT
$65.9M
$219K ﹤0.01%
16,956
+10,918
+181% +$150K
XYL icon
1430
Xylem
XYL
$28.1B
$219K ﹤0.01%
6,716
+157
+2% +$5.28K
ENY
1431
DELISTED
Invesco Canadian Energy Income ETF
ENY
$219K ﹤0.01%
29,856
-34
-0.1% -$285
EAD
1432
Allspring Income Opportunities Fund
EAD
$377M
$218K ﹤0.01%
28,715
+147
+0.5% +$1.17K
HYMB icon
1433
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$218K ﹤0.01%
7,724
-3,836
-33% -$107K
KIE icon
1434
State Street SPDR S&P Insurance ETF
KIE
$681M
$218K ﹤0.01%
9,708
+1,338
+16% +$31.1K
PNR icon
1435
Pentair
PNR
$10.7B
$218K ﹤0.01%
6,391
+1,171
+22% +$46K
SKYY icon
1436
First Trust Cloud Computing ETF
SKYY
$3.38B
$218K ﹤0.01%
7,783
+1,246
+19% +$36.7K
STLA icon
1437
Stellantis
STLA
$20.2B
$218K ﹤0.01%
25,599
-2,377
-8% -$22.7K
CSD icon
1438
Invesco S&P Spin-Off ETF
CSD
$235M
$216K ﹤0.01%
5,657
+318
+6% +$13.6K
DOG
1439
ProShares Short Dow30
DOG
$87.2M
$216K ﹤0.01%
2,212
-9,809
-82% -$927K
MCY icon
1440
Mercury Insurance
MCY
$5.81B
$216K ﹤0.01%
4,282
+6
+0.1% +$321
EMD
1441
DELISTED
Western Asset Emerging Markets
EMD
$216K ﹤0.01%
22,602
-2,208
-9% -$22.4K
ALV icon
1442
Autoliv
ALV
$8.89B
$215K ﹤0.01%
2,726
-38
-1% -$2.87K
MFA
1443
MFA Financial
MFA
$931M
$215K ﹤0.01%
7,890
-11
-0.1% -$323
TIPZ icon
1444
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.5M
$215K ﹤0.01%
3,869
– –
BEN icon
1445
Franklin Resources
BEN
$17.2B
$213K ﹤0.01%
5,721
+122
+2% +$5.28K
GDXJ icon
1446
VanEck Junior Gold Miners ETF
GDXJ
$8.33B
$213K ﹤0.01%
10,868
+250
+2% +$5.08K
MACK
1447
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$213K ﹤0.01%
3,178
+293
+10% +$23.9K
CPGX
1448
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$213K ﹤0.01%
+11,590
New +$302K
STE icon
1449
Steris
STE
$23B
$212K ﹤0.01%
3,272
-75
-2% -$4.96K
SVVC
1450
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$212K ﹤0.01%
24,895
+2,035
+9% +$21.9K
56 57
58
59 60

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.