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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIP icon
1401
TripAdvisor
TRIP
$1.26B
$550K 0.01%
13,443
+5,356
+66% +$218K
VKQ icon
1402
Invesco Municipal Trust
VKQ
$547M
$550K 0.01%
43,093
-4,014
-9% -$51.7K
SLX icon
1403
VanEck Steel ETF
SLX
$176M
$549K 0.01%
13,027
+4,102
+46% +$170K
AAOI icon
1404
Applied Optoelectronics
AAOI
$11.2B
$548K 0.01%
8,488
+1,838
+28% +$130K
BBDC icon
1405
Barings BDC
BBDC
$980M
$547K 0.01%
38,299
+14,305
+60% +$216K
CXO
1406
DELISTED
CONCHO RESOURCES INC.
CXO
$547K 0.01%
4,153
-3,884
-48% -$467K
EPOL icon
1407
iShares MSCI Poland ETF
EPOL
$817M
$546K 0.01%
20,615
+4,168
+25% +$108K
BCV
1408
Bancroft Fund
BCV
$140M
$545K 0.01%
24,890
+35
+0.1% +$766
PSLV icon
1409
Sprott Physical Silver Trust
PSLV
$13.7B
$545K 0.01%
86,713
-9,055
-9% -$57.9K
SHPG
1410
DELISTED
Shire pic
SHPG
$544K 0.01%
3,559
+72
+2% +$11.3K
RF icon
1411
Regions Financial
RF
$26.8B
$543K 0.01%
35,710
-20,473
-36% -$294K
HOG icon
1412
Harley-Davidson
HOG
$2.72B
$541K 0.01%
11,191
-2,369
-17% -$115K
VONE icon
1413
Vanguard Russell 1000 ETF
VONE
$8.68B
$541K 0.01%
4,689
-32
-0.7% -$3.62K
CRUS icon
1414
Cirrus Logic
CRUS
$6.11B
$540K 0.01%
10,139
+493
+5% +$28.9K
NTRS icon
1415
Northern Trust
NTRS
$34.4B
$540K 0.01%
5,878
-1,221
-17% -$110K
SRCL
1416
DELISTED
Stericycle Inc
SRCL
$540K 0.01%
7,543
+1,597
+27% +$118K
CBRL icon
1417
Cracker Barrel
CBRL
$1.25B
$538K 0.01%
3,547
+721
+26% +$110K
FAN icon
1418
First Trust Global Wind Energy ETF
FAN
$277M
$537K 0.01%
40,806
+405
+1% +$5.34K
OIH icon
1419
VanEck Oil Services ETF
OIH
$1.95B
$535K 0.01%
1,025
+113
+12% +$54.3K
WTM icon
1420
White Mountains Insurance
WTM
$5.04B
$535K 0.01%
625
-3
-0.5% -$2.58K
AAIC
1421
DELISTED
Arlington Asset Investment Corp.
AAIC
$533K 0.01%
41,817
+1,900
+5% +$25.1K
BGIO
1422
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$533K 0.01%
52,997
+40,547
+326% +$408K
PWT
1423
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
$533K 0.01%
17,272
-545
-3% -$16.8K
HAP icon
1424
VanEck Natural Resources ETF
HAP
$309M
$532K 0.01%
15,003
+11,627
+344% +$397K
KDP icon
1425
Keurig Dr Pepper
KDP
$39.9B
$532K 0.01%
6,010
-9,067
-60% -$823K
55 56
57
58 59

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.