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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COLB icon
1401
Columbia Banking Systems
COLB
$9.18B
$342K 0.01%
10,474
-5,497
-34% -$172K
MPLX icon
1402
MPLX
MPLX
$59.6B
$342K 0.01%
10,084
-1,470
-13% -$48.5K
SRCL
1403
DELISTED
Stericycle Inc
SRCL
$342K 0.01%
4,275
+337
+9% +$30.5K
TRIP icon
1404
TripAdvisor
TRIP
$1.29B
$341K 0.01%
5,321
+2,562
+93% +$165K
NBD
1405
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$341K 0.01%
14,911
+2,289
+18% +$52.5K
ESS icon
1406
Essex Property Trust
ESS
$18.5B
$340K 0.01%
1,543
-46
-3% -$10.5K
ILF icon
1407
iShares Latin America 40 ETF
ILF
$3.69B
$340K 0.01%
12,151
+1,664
+16% +$46.5K
RSPR icon
1408
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$100M
$340K 0.01%
+12,364
New +$346K
EWK icon
1409
iShares MSCI Belgium ETF
EWK
$163M
$339K 0.01%
18,001
-82,503
-82% -$1.5M
FNV icon
1410
Franco-Nevada
FNV
$44.7B
$339K 0.01%
4,845
+1,130
+30% +$84.7K
KSS icon
1411
Kohl's
KSS
$2.22B
$339K 0.01%
7,771
-7,432
-49% -$311K
AMN icon
1412
AMN Healthcare
AMN
$1.34B
$338K 0.01%
10,639
+110
+1% +$4.18K
IVZ icon
1413
Invesco
IVZ
$14.3B
$337K 0.01%
10,769
+2,472
+30% +$72.6K
RIO icon
1414
Rio Tinto
RIO
$160B
$337K 0.01%
10,098
+1,212
+14% +$38.6K
BCV
1415
Bancroft Fund
BCV
$144M
$336K 0.01%
15,994
+407
+3% +$8.27K
HZNP
1416
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$336K 0.01%
18,581
-5,835
-24% -$114K
AKAM icon
1417
Akamai
AKAM
$18B
$335K 0.01%
6,281
-200
-3% -$10.7K
VONE icon
1418
Vanguard Russell 1000 ETF
VONE
$8.74B
$335K 0.01%
3,363
+64
+2% +$6.35K
WTRE icon
1419
WisdomTree New Economy Real Estate Fund
WTRE
$16.1M
$335K 0.01%
11,645
-770
-6% -$22.1K
BHK icon
1420
BlackRock Core Bond Trust
BHK
$661M
$334K 0.01%
23,558
+2,445
+12% +$34.5K
EDV icon
1421
Vanguard World Funds Extended Duration ETF
EDV
$3.49B
$334K 0.01%
2,455
+225
+10% +$31.3K
BPT
1422
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$333K 0.01%
17,790
-1,266
-7% -$21.7K
NXDT
1423
NexPoint Diversified Real Estate Trust
NXDT
$261M
$333K 0.01%
14,965
– –
TDIV icon
1424
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$333K 0.01%
11,379
+194
+2% +$5.54K
VNDA icon
1425
Vanda Pharmaceuticals
VNDA
$304M
$333K 0.01%
20,000
– –
55 56
57
58 59

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.