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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPD
1401
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$228K ﹤0.01%
6,255
-81
-1% -$3.08K
HOT
1402
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$228K ﹤0.01%
3,442
+75
+2% +$5.7K
PHM icon
1403
Pultegroup
PHM
$24.9B
$227K ﹤0.01%
11,241
+133
+1% +$2.71K
PICB icon
1404
Invesco International Corporate Bond ETF
PICB
$361M
$227K ﹤0.01%
8,845
-8,300
-48% -$217K
GMTB
1405
DELISTED
Columbia Core Bond ETF
GMTB
$227K ﹤0.01%
4,393
-64
-1% -$3.31K
CZA icon
1406
Invesco Zacks Mid-Cap ETF
CZA
$193M
$226K ﹤0.01%
4,795
+7
+0.1% +$350
IVOV icon
1407
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.38B
$226K ﹤0.01%
5,164
-380
-7% -$17.7K
NVR icon
1408
NVR
NVR
$17B
$226K ﹤0.01%
148
+3
+2% +$4.48K
VNDA icon
1409
Vanda Pharmaceuticals
VNDA
$304M
$226K ﹤0.01%
20,000
-8,600
-30% -$105K
CW icon
1410
Curtiss-Wright
CW
$25.4B
$225K ﹤0.01%
3,600
+31
+0.9% +$2.08K
FCG icon
1411
First Trust Natural Gas ETF
FCG
$639M
$225K ﹤0.01%
7,997
+1,489
+23% +$51.8K
MLM icon
1412
Martin Marietta Materials
MLM
$32.7B
$225K ﹤0.01%
1,476
+58
+4% +$9.39K
BKCC
1413
DELISTED
BlackRock Capital Investment Corporation
BKCC
$225K ﹤0.01%
25,426
+478
+2% +$4.4K
GDV icon
1414
Gabelli Dividend & Income Trust
GDV
$2.7B
$224K ﹤0.01%
12,756
+981
+8% +$19K
AJRD
1415
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$224K ﹤0.01%
13,850
-1,100
-7% -$23.5K
SDRL
1416
DELISTED
Seadrill Limited Common Stock
SDRL
$224K ﹤0.01%
141
+2
+1% +$4.27K
SFG
1417
DELISTED
STANCORP FINL GRP
SFG
$224K ﹤0.01%
1,957
– –
EDC icon
1418
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$168M
$223K ﹤0.01%
4,619
+9
+0.2% +$574
NGL icon
1419
NGL Energy Partners
NGL
$2.13B
$223K ﹤0.01%
11,189
-711
-6% -$18.1K
SAP icon
1420
SAP
SAP
$242B
$223K ﹤0.01%
3,450
+1,026
+42% +$70.8K
WDC icon
1421
Western Digital
WDC
$168B
$223K ﹤0.01%
3,741
-319
-8% -$19.2K
DRN icon
1422
Direxion Daily Real Estate Bull 3X ETF
DRN
$45M
$222K ﹤0.01%
14,072
-648
-4% -$10.7K
HPY
1423
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$222K ﹤0.01%
3,530
-213
-6% -$12.7K
ITA icon
1424
iShares US Aerospace & Defense ETF
ITA
$14.9B
$221K ﹤0.01%
4,042
-5,776
-59% -$336K
SITC icon
1425
SITE Centers
SITC
$158M
$221K ﹤0.01%
11,156
-1,081
-9% -$22K
55 56
57
58 59

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.